CONCORD ASSET MANAGEMENT, LLC
Adviser information for CONCORD ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,331 | $406.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,331 | $406.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $406.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119737 |
|---|---|
| SEC ERA File Number | 801-119737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310710 |
| Legal Entity Identifier | None |
Principal Office
955 WEST MAIN STREETABINGDON
VA
United States
Monday - Friday, 8:00 AM -5:00 PM
Tel: (276) 628-5910, Fax: (276) 623-1593
Chief Compliance Officer
JONATHAN R. WEATHERLY
955 WEST MAIN STREET
ABINGDON
VA
United States
Tel:
(276) 628-5910
Fax:
(276) 623-1593
J**@************************M
(Full email address available in API data)
Industry Affiliates
| CONCORD WEALTH PARTNERS | Other investment adviser, including financial planners |
| TRAINER, WRIGHT & PATERNO, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOPEZ, JONATHAN, WADE | Individual | CONCORD WEALTH HOLDINGS, LLC | PRESIDENT | 01/2020 | 50-75% |
| WEATHERLY, JONATHAN, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| CONCORD WEALTH HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2020 | > 75% |
| WEATHERLY, JONATHAN, ROBERT | Individual | CONCORD WEALTH HOLDINGS, LLC | CHIEF FINANCIAL OFFICER | 01/2020 | |
| EDGE STRATEGIC SERVICES, LLC | Domestic Entity | – | MEMBER | 09/2020 | 25-50% |
| MANELA, JONATHAN, DAVID | Individual | EDGE STRATEGIC SERVICES, LLC | MANAGING MEMBER | 09/2020 | > 75% |
| AIKEN, GARY, NEIL | Individual | – | CHIEF INVESTMENT OFFICER | 12/2022 | < 5% |