MILLBANK DARTMOOR PORTSMOUTH LLC
Adviser information for MILLBANK DARTMOOR PORTSMOUTH LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $172.0M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $172.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $13.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $878,842 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $33.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $123.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsPENSIONS, FOUNDATIONS, ENDOWMENTS AND QUALIFIED PURCHASERS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119757 |
|---|---|
| SEC ERA File Number | 801-119757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311046 |
| Legal Entity Identifier | None |
Principal Office
22 SOUTH PACK SQUARESUITE 401
ASHEVILLE
NC
United States
Monday - Friday, 9AM - 5PM
Tel: 828-499-7222, Fax: 828-499-7222
Chief Compliance Officer
MICHAEL MCCARTY
CHIEF OPERATING OFFICER
22 SOUTH PACK SQUARE
SUITE 401
ASHEVILLE
NC
United States
Tel:
828-499-7224
M***********@*********M
(Full email address available in API data)
Regulatory Contact
MARK MERRITT
ACCOUNTANT
22 SOUTH PACK SQUARE
SUITE 401
ASHEVILLE
NC
United States
Tel:
828-499-7225
Fax:
530-678-8465
M***********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVITT, DENNIS, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER | 09/2020 | 50-75% |
| MCCARTY, MICHAEL, JUSTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2020 | 10-25% |
| GALAXY GROUP INVESTMENT LLC | Domestic Entity | – | MEMBER | 09/2020 | 10-25% |
| SIX TAV SO LLC | Domestic Entity | – | MEMBER | 09/2020 | 10-25% |