LAKEMORE PARTNERS MANAGEMENT US LLC
Adviser information for LAKEMORE PARTNERS MANAGEMENT US LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $220.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $220.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $220.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | COST PLUS A DESIGNATED MARKUP FROM THE PARENT COMPANY |
Identifiers
| SEC RIA File Number | 801-119768 |
|---|---|
| SEC ERA File Number | 801-119768 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311223 |
| Legal Entity Identifier | 875500CT0I57KJNQ0A71 |
Principal Office
1406 INDEX TOWERDIFC
United Arab Emirates
Monday - Friday, 9AM-6PM
Tel: 480 841 5600, Fax: None
Chief Compliance Officer
CHANDAN BHATIA
HEAD OF FINANCE AND OPERATIONS
1406 INDEX TOWER
DIFC
United Arab Emirates
Tel:
971 4 430 9911
C******@***********M
(Full email address available in API data)
Regulatory Contact
TANYA JAMES
HEAD OF COMPLIANCE
SUITE 9, 3RD FLOOR
121 SLOANE STREET
LONDON
United Kingdom
Tel:
+44 7733 459204
T****@*************M
(Full email address available in API data)
Industry Affiliates
| LAKEMORE CREDIT MANAGER LCOF-MASTER LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAKEMORE CREDIT MANAGER V-INTERNATIONAL LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAKEMORE CREDIT MANAGER V-MASTER LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LAKEMORE CREDIT MANAGER V-US LLC | Sponsor, GP, manager of pooled investment vehicles |
| LAKEMORE PARTNERS (DIFC) LTD | Other investment adviser, including financial planners |
| LAKEMORE PARTNERS (UK) LIMITED | Other investment adviser, including financial planners |
| LAKEMORE PARTNERS LTD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AQUATINE V (DELAWARE) LLC | PRIVATE CREDIT | $220.0M | $20.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALAULAQI, AHMED, FARID | Individual | – | DIRECTOR | 08/2020 | < 5% |
| LAKEMORE PARTNERS LTD. | Foreign Entity | – | MEMBER | 08/2020 | > 75% |
| Bhatia, Chandan | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| Mukherjee, Somnath | Individual | – | HEAD OF INVESTMENTS | 08/2020 | < 5% |
| NORMAN, DANIEL, ALLEN | Individual | – | HEAD OF US BUSINESS OPERATIONS | 03/2021 | < 5% |
| ALAULAQI, AHMED, FARID | Individual | LAKEMORE PARTNERS LTD. | DIRECTOR | 09/2022 | 50-75% |
| Litvin, Peter, David | Individual | – | DIRECTOR | 03/2024 | < 5% |