ROSEMEYER MANAGEMENT GROUP
RMG WEALTH MANAGEMENT, LLC Legal Name
Adviser information for ROSEMEYER MANAGEMENT GROUP last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,719 | $480.2M |
| Non-Discretionary | 9 | $31.0M |
| Total | 2,728 | $511.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 751 | $227.0M |
| HNW Individuals | 121 | $243.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.6M |
| Charitable organizations | 5 | $9.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $19.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119774 |
|---|---|
| SEC ERA File Number | 801-119774 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310363 |
| Legal Entity Identifier | None |
Principal Office
662 HWY. 151EPLATTEVILLE
WI
United States
Monday - Friday, 8:00 TO 5:00
Tel: 608-348-2274, Fax: None
Chief Compliance Officer
ANDREW TRANEL
CHIEF INVESTMENT OFFICER
662 HWY 151E
PLATTEVILLE
WI
United States
Tel:
608-348-2274
A*****@**************M
(Full email address available in API data)
Regulatory Contact
JACOB ROSEMEYER
CHIEF EXECUTIVE OFFICER
662 HWY 151E
PLATTEVILLE
WI
United States
Tel:
608-348-2274
J****@**************M
(Full email address available in API data)
Industry Affiliates
| KALEY E. BOCKHOP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSEMEYER, JACOB, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2020 | 10-25% |
| TRANEL, ANDREW, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | 50-75% |
| Simon, Payton, Paul | Individual | – | CHIEF INVESTMENT OFFICER | 02/2024 | 10-25% |
| SHIPP, REGAN, MARIE | Individual | – | CHIEF OPERATIING OFFICER | 02/2024 | 10-25% |
| BOCKHOP, KALEY, ELLEN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2024 | 10-25% |