Hedge Fund Database

COTTONWOOD WEALTH STRATEGIES, LLC

COTTONWOOD CAPITAL ADVISORS, LLC Legal Name

Adviser information for COTTONWOOD WEALTH STRATEGIES, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Utah, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 583 $187.3M
Non-Discretionary 34 $63.2M
Total 617 $250.5M

Clients

Type Number RAUM
Individuals 177 $43.2M
HNW Individuals 45 $118.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $2.2M
Pension and profit sharing plans 0 $0
Charitable organizations 6 $86.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 193.0M
Portfolio Manager to Program Sponsor
COTTONWOOD WEALTH STRATEGIES WRAP FEE PROGRAM COTTONWOOD WEALTH STRATEGIES, LLC

Identifiers

SEC RIA File Number 801-119782
SEC ERA File Number 801-119782
SEC CIK Numbers 1903321
SEC CRD Numbers 311272
Legal Entity Identifier None

Principal Office

650 SOUTH 500 WEST
SUITE #176
SALT LAKE CITY
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM ET
Tel: 385-853-5000, Fax: None

Websites

www.cottonwoodws.com/ www.linkedin.com/company/cottonwood-wealth-strategies www.youtube.com/@cottonwoodwealthstrategies

Chief Compliance Officer

THOMAS PAPPAS
MANAGING PARTNER
650 SOUTH 500 WEST
SUITE #176
SALT LAKE CITY
UT
United States
Tel: 385-853-5000
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ASYMM VENTURE FUND, LLC Venture Capital Fund $2.2M $0.1M 6

Control Persons

Name Type Entity Title Since Ownership
PAPPAS, THOMAS, J Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 10/2020 50-75%
PAPPAS, MATTHEW, DONALD Individual – MANAGING PARTNER 10/2020 50-75%

No. Employees, Historic

10502020202120222023202420255 on 10/13/20204 on 3/11/20214 on 9/24/20215 on 3/31/20224 on 2/27/20234 on 5/17/20234 on 10/2/20235 on 2/23/2024

RAUM, Historic

300M150M020212022202320242025222558792 on 3/11/2021222558792 on 9/24/2021230715552 on 3/31/2022216751025 on 2/27/2023216751025 on 5/17/2023216751025 on 10/2/2023250523932 on 2/23/2024

No. Clients, Historic

30015002020202120222023202420250 on 10/13/2020171 on 3/11/2021171 on 9/24/2021211 on 3/31/2022223 on 2/27/2023223 on 5/17/2023223 on 10/2/2023229 on 2/23/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 278K 3K –
ACCENTURE PLC IRELAND SHS CLASS A 221K 742 –
ALPHABET INC CAP STK CL A 796K 4K –
ALPHABET INC CAP STK CL C 494K 3K –
AMAZON COM INC COM 2M 9K –
AMERICAN EXPRESS CO COM 255K 1K –
APPLE INC COM 3M 12K –
APPLIED MATLS INC COM 225K 893 –
ARISTA NETWORKS INC COM 227K 622 –
ASML HOLDING N V N Y REGISTRY SHS 230K 217 –
BANK AMERICA CORP COM 340K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 452K 1K –
BROADCOM INC COM 736K 425 –
CHEVRON CORP NEW COM 745K 5K –
COMCAST CORP NEW CL A 214K 6K –
COSTCO WHSL CORP NEW COM 350K 395 –
DEERE & CO COM 791K 2K –
EATON CORP PLC SHS 327K 1K –
ELI LILLY & CO COM 432K 463 –
EMERSON ELEC CO COM 646K 6K –
EXXON MOBIL CORP COM 374K 3K –
FIRST TR EXCH TRADED FD III EME MRK BD ETF 911K 33K –
FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 594K 16K –
FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 881K 14K –
FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 335K 18K –
FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 1M 19K –
FIRST TR EXCH TRD ALPHDX FD UNIT KING ALPH 426K 11K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 1M 25K –
FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 523K 23K –
FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 381K 21K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 540K 9K –
FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 415K 13K –
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 3M 50K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 594K 10K –
FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 1M 31K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 2M 50K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 800K 16K –
FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 1M 90K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 4M 47K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 844K 28K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 6M 111K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 384K 12K –
FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 402K 12K –
FIRST TR EXCHANGE-TRADED FD US EQTY OPPT ETF 2M 28K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 741K 17K –
FIRST TR LRG CP VL ALPHADEX COM SHS 6M 76K –
FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 391K 5K –
FIRST TR S&P REIT INDEX FD COM 709K 28K –
FIRST TR STOXX EUROPEAN SELE COMMON SHS 509K 43K –
FIRST TR VALUE LINE DIVID IN SHS 4M 97K –
FLEXSHARES TR DISCP DUR MBS 5M 224K –
GODADDY INC CL A 248K 2K –
HONEYWELL INTL INC COM 265K 1K –
ILLINOIS TOOL WKS INC COM 349K 1K –
INTERACTIVE BROKERS GROUP IN COM CL A 230K 2K –
INTERNATIONAL BUSINESS MACHS COM 294K 2K –
INTUIT COM 246K 378 –
INVESCO EXCH TRADED FD TR II VAR RATE PFD 4M 170K –
ISHARES INC MSCI BIC ETF 423K 12K –
ISHARES TR EXPANDED TECH 2M 28K –
ISHARES TR HIGH YLD SYSTM B 2M 51K –
ISHARES TR ISHARES SEMICDTR 6M 22K –
ISHARES TR S&P 500 VAL ETF 299K 2K –
ISHARES TR TIPS BD ETF 286K 3K –
ISHARES TR U.S. BAS MTL ETF 637K 5K –
ISHARES TR U.S. ENERGY ETF 1M 27K –
ISHARES TR U.S. FIN SVC ETF 973K 15K –
ISHARES TR U.S. INSRNCE ETF 1M 12K –
ISHARES TR U.S. TECH ETF 7M 43K –
ISHARES TR U.S. UTILITS ETF 403K 5K –
ISHARES TR US AER DEF ETF 2M 12K –
ISHARES TR US BR DEL SE ETF 3M 24K –
ISHARES TR US CONSM STAPLES 477K 7K –
ISHARES TR US CONSUM DISCRE 2M 29K –
ISHARES TR US HOME CONS ETF 4M 45K –
ISHARES TR US OIL EQ&SV ETF 2M 70K –
ISHARES TR US OIL GS EX ETF 3M 27K –
JPMORGAN CHASE & CO. COM 750K 4K –
KRANESHARES TRUST BOSERA MSCI CHIN 248K 11K –
LINDE PLC SHS 267K 619 –
LOWES COS INC COM 215K 996 –
MASTERCARD INCORPORATED CL A 780K 2K –
MCDONALDS CORP COM 972K 4K –
MERCADOLIBRE INC COM 231K 134 –
MERCK & CO INC COM 800K 6K –
META PLATFORMS INC CL A 481K 907 –
MICROSOFT CORP COM 3M 6K –
MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 154K 14K –
MONDELEZ INTL INC CL A 261K 4K –
MORNINGSTAR INC COM 298K 1K –
MOTOROLA SOLUTIONS INC COM NEW 322K 824 –
NEXTERA ENERGY INC COM 239K 3K –
NVIDIA CORPORATION COM 925K 7K –
ORIX CORP SPONSORED ADR 211K 2K –
PEPSICO INC COM 858K 5K –
PHILIP MORRIS INTL INC COM 285K 3K –
PROCTER AND GAMBLE CO COM 882K 5K –
PROGRESSIVE CORP COM 209K 996 –
QUALCOMM INC COM 203K 979 –
RYAN SPECIALTY HOLDINGS INC CL A 341K 6K –
SPDR SER TR BBG CONV SEC ETF 994K 14K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 411K 2K –
TEXAS INSTRS INC COM 278K 1K –
THE CIGNA GROUP COM 297K 903 –
TRANE TECHNOLOGIES PLC SHS 304K 910 –
TRUST FOR PROFESSIONAL MANAG CONVERGENCE LNG 6M 268K –
UNION PAC CORP COM 809K 4K –
UNITEDHEALTH GROUP INC COM 339K 688 –
WALMART INC COM 448K 6K –
WELLS FARGO CO NEW COM 229K 4K –
WILLIAMS COS INC COM 316K 7K –
ZIONS BANCORPORATION N A COM 611K 14K –