PARVIN FUND MANAGEMENT
PARVIN FUND MANAGEMENT, LLC Legal Name
Adviser information for PARVIN FUND MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Dakota, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $5.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $5.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $5.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119820 |
|---|---|
| SEC ERA File Number | 801-119820 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311304 |
| Legal Entity Identifier | None |
Principal Office
401 E. 8TH STREETSUITE 213A
SIOUX FALLS
SD
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 610-806-9001, Fax: 866-670-0972
Websites
Chief Compliance Officer
TODD HAROLD KEATING
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
401 E. 8TH STREET, STE. 213A
SIOUX FALLS
SD
United States
Tel:
610-806-9001
Fax:
866-670-0972
T*******@**************M
(Full email address available in API data)
Regulatory Contact
WANDA M. STEWART
OFFICE MANAGER
401 E. 8TH STREET, STE. 213 A
SIOUX FALLS
SD
United States
Tel:
610-806-9001
Fax:
866-670-0972
W*******@***********M
(Full email address available in API data)
Industry Affiliates
| PARVIN ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, JAMES, STEVEN | Individual | – | MANAGING DIRECTOR, PORTFOLIO MANAGER | 09/2020 | > 75% |
| KEATING, TODD, HAROLD | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |