WALL ADVISORS, INC.
Adviser information for WALL ADVISORS, INC. last updated from Form ADV on March 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 407 | $206.5M |
| Non-Discretionary | 46 | $1.8M |
| Total | 453 | $208.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $26.3M |
| HNW Individuals | 200 | $157.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $968,778 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $23.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)FIDUCIARY TO 401(K) PLANS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119837 |
|---|---|
| SEC ERA File Number | 801-119837 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125272 |
| Legal Entity Identifier | None |
Principal Office
212 E HIGHLAND DRIVESUITE 201
LAKELAND
FL
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 863-683-0708, Fax: 863-686-0799
Websites
Chief Compliance Officer
SCOTT TARRA
CCO
15105D 166 JOHN J DELANEY
CHARLOTTE
NC
United States
Tel:
949-273-4648
S*****@************M
(Full email address available in API data)
Regulatory Contact
HOSLER LEE WALL III
PRESIDENT
212 E HIGHLAND DRIVE
SUITE 201
LAKELAND
FL
United States
Tel:
863-683-0708
Fax:
863-686-0799
L****@************M
(Full email address available in API data)
Industry Affiliates
| CAPITAL ACCESS GROUP, INC. | Real estate broker or dealer |
| WALL TITUS LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALL, HOSLER, LEE | Individual | – | PRESIDENT | 07/1995 | > 75% |
| TARRA, SCOTT, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |