VOLSCOUT LLC
Adviser information for VOLSCOUT LLC last updated from Form ADV on February 16th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $44.4M |
| Non-Discretionary | 2 | $315.1M |
| Total | 10 | $359.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 9 | $300.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $59.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119838 |
|---|---|
| SEC ERA File Number | 801-119838 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311426 |
| Legal Entity Identifier | None |
Principal Office
1071 POST ROAD EASTSUITE 201
WESTPORT
CT
United States
Monday - Friday, 9AM-5PM
Tel: 888-865-7268, Fax: None
Chief Compliance Officer
BRADLEY S BERGGREN
MANAGING PARTNER
1071 POST ROAD EAST
SUITE 201
WESTPORT
CT
United States
Tel:
2032933992
B***@***********M
(Full email address available in API data)
Regulatory Contact
JON ORSECK
MANAGING PARTNER
1071 POST ROAD EAST
SUITE 201
WESTPORT
CT
United States
Tel:
914-329-9863
J**@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERGGREN, BRADLEY, SCOTT | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 10/2020 | 25-50% |
| ORSECK, JONATHAN | Individual | – | MANAGING PARTNER | 10/2020 | 25-50% |
| Weber, Roger, Burt | Individual | – | CHIEF TECHNOLOGY OFFICER | 10/2020 | 10-25% |
| CONVERGENCY PARTNERS INVESTMENTS, LLC, SERIES 5 VOLSCOUT | Domestic Entity | – | PARTNER | 10/2022 | 10-25% |