AVANCE INVESTMENT MANAGEMENT, LLC
Adviser information for AVANCE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY MONITORING FEES & ADMINISTRATIVE SERVICES FEES |
Identifiers
| SEC RIA File Number | 801-119844 |
|---|---|
| SEC ERA File Number | 801-119844 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310749 |
| Legal Entity Identifier | None |
Principal Office
650 FIFTH AVENUESUITE 2320
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: (646) 415-7590, Fax: None
Chief Compliance Officer
ROHAN JONES
CHIEF FINANCIAL OFFICER
650 FIFTH AVENUE
SUITE 2320
NEW YORK
NY
United States
Tel:
(646) 415-7590
R*****@************M
(Full email address available in API data)
Regulatory Contact
DAVID PEREZ
MANAGING PARTNER
650 FIFTH AVENUE
SUITE 2320
NEW YORK
NY
United States
Tel:
917-734-8085
D*****@************M
(Full email address available in API data)
Industry Affiliates
| AVANCE INVESTMENT PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVANCE CLEVERTECH CO-INVESTORS FEEDER, LLC | Private Equity Fund | $8.7M | $1.0M | 10 |
| AVANCE CLEVERTECH CO-INVESTORS, LLC | Private Equity Fund | $16.5M | $1.0M | 4 |
| AVANCE INVESTMENT PARTNERS AIV, L.P. | Private Equity Fund | $40.1M | $0.0M | 11 |
| AVANCE INVESTMENT PARTNERS, L.P. | Private Equity Fund | $1,042.7M | $10.0M | 45 |
| AVANCE JDI ANTARCTICA CO-INVESTORS, LLC | Private Equity Fund | $56.7M | $0.3M | 6 |
| AVANCE SYNERGY INFRASTRUCTURE CO-INVESTORS, LLC | Private Equity Fund | $98.9M | $5.0M | 4 |
| AVANCE UNIVISTA CO-INVESTORS, LLC | Private Equity Fund | $146.3M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEREZ, DAVID, NMN | Individual | – | CO-FOUNDER AND MANAGING MEMBER | 05/2020 | 25-50% |
| ZALDIVAR, LUIS, NMN | Individual | – | CO-FOUNDER AND MANAGING MEMBER | 05/2020 | 50-75% |
| AVANCE MANAGER, LLC | Domestic Entity | – | MANAGER | 05/2020 | < 5% |
| PEREZ, DAVID, NMN | Individual | AVANCE MANAGER, LLC | OWNER | 05/2020 | 50-75% |
| ZALDIVAR, LUIS, NMN | Individual | AVANCE MANAGER, LLC | OWNER | 05/2020 | 50-75% |
| PEREZ TRUST OF 2012 | Domestic Entity | – | MEMBER | 03/2021 | 5-10% |
| PEREZ, DAVID, NMN | Individual | PEREZ TRUST OF 2012 | INVESTMENT TRUSTEE | 03/2021 | > 75% |
| JONES, ROHAN, GODRICK | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |