WESBANCO SECURITIES, INC.
Adviser information for WESBANCO SECURITIES, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 103 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 93 |
| Registered State Investment Advisers | 39 |
| Licensed Agents of an Insurance Company | 77 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 448 | $86.6M |
| Non-Discretionary | 330 | $46.1M |
| Total | 778 | $132.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 680 | $96.6M |
| HNW Individuals | 98 | $36.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 71.2M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-119845 |
|---|---|
| SEC ERA File Number | 801-119845 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 43276 |
| Legal Entity Identifier | None |
Principal Office
135 W MAIN STREETST CLAIRSVILLE
OH
United States
Monday - Friday, 9:00 A.M. TO 4:00 P.M.
Tel: 8003683369, Fax: 3042311210
Chief Compliance Officer
ROSE L WILSON
CCO/SVP/MANAGING DIRECTOR OF WEALTH COMPLIANCE
260 GIHON VILLAGE
PARKERSBURG
WV
United States
Tel:
304-905-7215
R******@***********M
(Full email address available in API data)
Regulatory Contact
JASON MCFARLAND
COMPLIANCE OFFICER
260 GIHON VILLARGE
PARKERSBURG
WV
United States
Tel:
304-905-7096
J**************@***********M
(Full email address available in API data)
Industry Affiliates
| WESBANCO BANK | Banking or thrift institution |
| WESBANCO INSURANCE SERVICES | Insurance company or agency |
| WESBANCO INVESTMENT DEPARTMENT | Other investment adviser, including financial planners |
| WESBANCO TRUST AND INVESTMENT SERVICES | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECKETT, BENJAMIN JOSEPH | Individual | – | FINOP & OPERATIONS MANAGER | 04/2014 | < 5% |
| WESBANCO INC. | Domestic Entity | – | OWNER | 04/1999 | > 75% |
| RICHMOND, BRENT EARL | Individual | – | DIRECTOR | 01/2007 | < 5% |
| GARDILL, JAMES C | Individual | – | COUNSEL | 10/2007 | < 5% |
| WILSON, ROSE LYNN | Individual | – | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 01/2016 | < 5% |
| STAVSKY, LISA FINKELSTEIN | Individual | – | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 08/2019 | < 5% |
| PERKINS, MICHAEL L | Individual | – | DIRECTOR | 12/2022 | < 5% |
| ZATTA, JAY | Individual | – | DIRECTOR | 01/2023 | < 5% |
| JACKSON, JEFF | Individual | – | DIRECTOR | 01/2023 | < 5% |
| LOVE, SCOTT ALAN | Individual | – | DIRECTOR | 01/2023 | < 5% |