VOLOFIN CAPITAL MANAGEMENT
VOLOFIN CAPITAL MANAGEMENT (US) LLC Legal Name
Adviser information for VOLOFIN CAPITAL MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $614.7M |
| Total | 1 | $614.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $614.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMUNDERWRITING AND ORIGINATION FEES |
Identifiers
| SEC RIA File Number | 801-119846 |
|---|---|
| SEC ERA File Number | 801-119846 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309922 |
| Legal Entity Identifier | None |
Principal Office
750 LEXINGTON AVENEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM (ET)
Tel: (646) 866-6997, Fax: None
Chief Compliance Officer
GARY EAKINS
750 LEXINGTON AVE
NEW YORK
NY
United States
Tel:
(646) 671-2356
G**********@**********M
(Full email address available in API data)
Regulatory Contact
J. ROBERT "BOB" PEART
CHIEF EXECUTIVE OFFICER
75 PORT CITY LANDING
MOUNT PLEASANT
SC
United States
Tel:
(312) 282-1316
B********@**********M
(Full email address available in API data)
Industry Affiliates
| VOLOFIN CAPITAL MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOLOFIN CAPITAL MANAGEMENT GROUP LP | Foreign Entity | – | SOLE MANAGING MEMBER | 12/2018 | > 75% |
| EAKINS, GARY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| VOLOFIN LLC | Foreign Entity | VOLOFIN CAPITAL MANAGEMENT GROUP LP | GENERAL PARTNER | 12/2018 | |
| PEART, JOSEPH, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2018 | < 5% |
| PEART, JOSEPH, ROBERT | Individual | VOLOFIN LLC | SOLE MANAGING MEMBER | 12/2018 | > 75% |