ATLAS ASSET MANAGEMENT LLC
Adviser information for ATLAS ASSET MANAGEMENT LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $82.7M |
| Non-Discretionary | 8 | $310.4M |
| Total | 10 | $393.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $18.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $77.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 7 | $297.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119872 |
|---|---|
| SEC ERA File Number | 801-119872 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173561 |
| Legal Entity Identifier | None |
Principal Office
BUCHANAN OFFICE CENTER 40 CARR 165SUITE 201
GUAYNABO
PR
United States
Monday - Friday, 8:00 - 6:00
Tel: 787 781-1301, Fax: None
Websites
Chief Compliance Officer
ANA SUAREZ
CHIEF COMPLIANCE OFFICER
BUCHANAN OFFICE CENTER SUITE 201 RD 165 NO. 40
GUAYNABO
PR
United States
Tel:
787 781-1301
A******@***********M
(Full email address available in API data)
Regulatory Contact
PAUL HOPGOOD
PRESIDENT
BUCHANAN OFFICE CENTER SUITE 201 RD 165 NO. 40
GUAYNABO
PR
United States
Tel:
787 781-1301
P*******@***********M
(Full email address available in API data)
Industry Affiliates
| PAUL HOPGOOD | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOPGOOD MORALES, PAUL, X | Individual | – | PRESIDENT | 10/2014 | > 75% |
| PANDAL FERNANDEZ, JAIME | Individual | – | VICE PRESIDENT | 10/2014 | 10-25% |
| SUAREZ PESANTE, ANA, ROSA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |