CGI WEALTH ADVISORS, INC.
Adviser information for CGI WEALTH ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 111 | $98.9M |
| Non-Discretionary | 0 | $0 |
| Total | 111 | $98.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 81 | $27.2M |
| HNW Individuals | 25 | $67.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $880,956 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-119875 |
|---|---|
| SEC ERA File Number | 801-119875 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311273 |
| Legal Entity Identifier | None |
Principal Office
SWEDESFORD CORPORATE CENTER601 SWEDESFORD ROAD
FRAZER
PA
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 610 854-1425, Fax: 610 889-9508
Chief Compliance Officer
VANCE BRADLEY PALMER
VICE PRESIDENT
601 SWEDESFORD ROAD
SWEDESFORD CORPORATE CENTER
FRAZER
PA
United States
Tel:
610 854-1420
Fax:
610 889-9508
B******@**************M
(Full email address available in API data)
Regulatory Contact
AARON HARKEN
PRESIDENT
601 SWEDESFORD ROAD
SWEDESFORD CORPORATE CENTER
FRAZER
PA
United States
Tel:
6108541425
Fax:
6108899508
A******@**************M
(Full email address available in API data)
Industry Affiliates
| CGI PLAN ADVISORS, INC. | Other investment adviser, including financial planners |
| THE CONESTOGA GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALMER, VANCE, BRADLEY | Individual | – | VICE-PRESIDENT & CCO | 03/2023 | > 75% |
| HARKEN, AARON, JOHN | Individual | – | PRESIDENT | 01/2022 | 10-25% |