SMARTPATH ADVISORS
SMARTPATH ADVISORS, LLC Legal Name
Adviser information for SMARTPATH ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 434 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planning |
|---|---|
| Compensation | PLANNING FEES |
Identifiers
| SEC RIA File Number | 801-119877 |
|---|---|
| SEC ERA File Number | 801-119877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304563 |
| Legal Entity Identifier | None |
Principal Office
3820 PEACHTREE RDSTE 700
ATLANTA
GA
United States
APPOINTMENT ONLY, APPOINTMENT ONLY
Tel: (678) 538-9420, Fax: None
Chief Compliance Officer
RYAN MCPHERSON
3820 PEACHTREE RD
STE 700
ATLANTA
GA
United States
Tel:
(678) 538-9420
R***@*******************O
(Full email address available in API data)
Industry Affiliates
| INTELLIGENT WORTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCPHERSON, RYAN, DAVIDSON | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| DESHPANDE, ALOK, VIJAY | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2019 | < 5% |
| SMARTPATH, INC. | Domestic Entity | – | PARENT COMPANY | 05/2019 | > 75% |
| DESHPANDE, ALOK, VIJAY | Individual | SMARTPATH, INC. | CO-FOUNDER AND CEO | 01/2010 | 25-50% |