THE MILLSTONE EVANS GROUP, LLC
Adviser information for THE MILLSTONE EVANS GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,532 | $564.6M |
| Non-Discretionary | 470 | $135.7M |
| Total | 3,002 | $700.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 519 | $143.1M |
| HNW Individuals | 269 | $545.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $7.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsBLOGS AND PODCASTS |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 502.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE MILLSTONE EVANS WRAP PROGRAM | THE MILLSTONE EVANS GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-119896 |
|---|---|
| SEC ERA File Number | 801-119896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311142 |
| Legal Entity Identifier | None |
Principal Office
4999 PEARL EAST CIRCLESUITE 200
BOULDER
CO
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 720-728-2801, Fax: 866-522-9588
Chief Compliance Officer
MICHELE RENEE DUVALL
VICE PRESIDENT, HUMAN RESOURCES AND ADMINISTRATION
4999 PEARL EAST CIRCLE
SUITE 200
BOULDER
CO
United States
Tel:
301-512-8661
Fax:
866-597-3988
M******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLSTONE, SACHA | Individual | – | OWNER, ELECTED MANAGER | 05/2020 | 50-75% |
| EVANS, GREGORY, BLAIR | Individual | – | OWNER | 05/2020 | 25-50% |
| DUVALL, MICHELE, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |