FITZWALTER CAPITAL (US) LLC
Adviser information for FITZWALTER CAPITAL (US) LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $2.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-119898 |
|---|---|
| SEC ERA File Number | 801-119898 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311629 |
| Legal Entity Identifier | 894500ORCPF6HZQ3DA79 |
Principal Office
106 WEST 56TH STREETNEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212-476-7746, Fax: None
Chief Compliance Officer
ESTHER SCOTT
CHIEF OPERATING OFFICER
23 BRUTON STREET
FIRST FLOOR
LONDON
United Kingdom
Tel:
44 207 550 6110
E***********@********M
(Full email address available in API data)
Industry Affiliates
| FITZWALTER CAPITAL LIMITED | Other investment adviser, including financial planners |
| FITZWALTER CAPITAL PARTNERS (SPECIAL LIMITED PARTNER) GP II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FITZWALTER CAPITAL PARTNERS (SPECIAL LIMITED PARTNER) GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FITZWALTER CAPITAL PARTNERS COINVEST GP II (A) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FITZWALTER CAPITAL PARTNERS COINVEST GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FITZWALTER CAPITAL PARTNERS GP II LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| FITZWALTER CAPITAL PARTNERS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FITZWALTER CAPITAL PARTNERS COINVEST I, LP | Private Equity Fund | $180.9M | $5.0M | 9 |
| FITZWALTER CAPITAL PARTNERS COINVEST II (A), LP | Private Equity Fund | $33.3M | $5.0M | 1 |
| FITZWALTER CAPITAL PARTNERS I, LP | Private Equity Fund | $1,343.9M | $5.0M | 21 |
| FITZWALTER CAPITAL PARTNERS II, LP | Private Equity Fund | $961.1M | $5.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FITZWALTER CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2020 | > 75% |
| Brazil, Benjamin, Alexander | Individual | – | PARTNER | 08/2020 | < 5% |
| Brazil, Benjamin, Alexander | Individual | FITZWALTER CAPITAL PARTNERS HOLDCO LIMITED | SHAREHOLDER | 01/2020 | > 75% |
| Scott, Esther, Jane Dickinson | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 12/2020 | < 5% |
| FITZWALTER CAPITAL PARTNERS HOLDCO LIMITED | Foreign Entity | FITZWALTER CAPITAL LIMITED | SHAREHOLDER | 02/2021 | > 75% |
| LIGHT, DAVID, LEE | Individual | – | PARTNER | 10/2022 | < 5% |
| WEINSTOCK, ADAM, MICHAEL | Individual | – | PARTNER | 10/2022 | < 5% |
| PAGE, KEITH, JOSEPH | Individual | – | PARTNER | 11/2023 | < 5% |