HIGHPOST CAPITAL, LLC
Adviser information for HIGHPOST CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $652.8M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $652.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $652.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119902 |
|---|---|
| SEC ERA File Number | 801-119902 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307798 |
| Legal Entity Identifier | None |
Principal Office
222 LAKEVIEW AVENUESUITE 1630
WEST PALM BEACH
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 212-634-3305, Fax: None
Websites
Chief Compliance Officer
GARY BIALIK
CHIEF FINANCIAL OFFICER
650 MADISON AVENUE
25TH FLOOR
NEW YORK
NY
United States
Tel:
212-634-3382
G***@***********M
(Full email address available in API data)
Regulatory Contact
DAVID GUBBAY
SENIOR MANAGING DIRECTOR
222 LAKEVIEW AVENUE
SUITE 1630
WEST PALM BEACH
FL
United States
Tel:
561-302-2929
D*********@***********M
(Full email address available in API data)
Industry Affiliates
| AZIMUT HIGHPOST CAPITAL LUX GP I, S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| HIGHPOST CAPITAL GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGHPOST CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIPSTR EARLY STAGE FUND GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HIGHPOST CAPITAL FUND 1-A, L.P. | Private Equity Fund | $195.4M | $0.3M | 43 |
| HIGHPOST CAPITAL FUND 1-B, L.P. | Private Equity Fund | $75.1M | $0.3M | 10 |
| HIGHPOST IRON BLOCKER HOLDINGS, L.P. | Private Equity Fund | $41.5M | $0.3M | 5 |
| HIGHPOST IRON CO-INVESTMENT-A, L.P. | Private Equity Fund | $7.4M | $0.3M | 14 |
| HIGHPOST IRON CO-INVESTMENT-B, L.P. | Private Equity Fund | $4.9M | $0.3M | 2 |
| HIGHPOST MAGIC SPOON CO-INVESTMENT, L.P. | Private Equity Fund | $31.2M | $0.3M | 26 |
| HIGHPOST SPOTTER CO-INVESTMENT, L.P. | Private Equity Fund | $92.9M | $0.3M | 31 |
| HIPSTR EARLY STAGE FUND I-A, L.P | Private Equity Fund | $47.7M | $0.3M | 20 |
| HIPSTR EARLY STAGE FUND I-B, L.P | Private Equity Fund | $19.0M | $0.3M | 4 |
| HIPSTR HOLDINGS LP | Private Equity Fund | $10.1M | $0.3M | 2 |
| HP IRON HOLDINGS, L.P. | Private Equity Fund | $77.3M | $0.3M | 3 |
| HP MAGIC SPOON HOLDINGS, L.P. | Private Equity Fund | $91.6M | $0.3M | 5 |
| HP SPOTTER HOLDINGS, L.P. | Private Equity Fund | $195.4M | $0.3M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOROSS, DAVID, SIMON | Individual | – | FOUNDER, DIRECTOR, CEO | 06/2019 | < 5% |
| MOROSS, DAVID, SIMON | Individual | D. MOROSS FAMILY, LLC | OWNER | 06/2019 | > 75% |
| BEZOS, MARK, SALVADOR | Individual | – | FOUNDER, DIRECTOR, PARTNER | 06/2019 | < 5% |
| BEZOS, MARK, SALVADOR | Individual | DEMEMODE MARKETING, LLC | OWNER | 06/2019 | > 75% |
| GUBBAY, DAVID | Individual | – | DIRECTOR, SR. MANAGING DIRECTOR & PARTNER | 06/2019 | < 5% |
| HIGHPOST CAPITAL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 03/2021 | > 75% |
| AZIMUT ALTERNATIVE CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 03/2021 | 10-25% |
| DEMEMODE MARKETING, LLC | Domestic Entity | HIGHPOST CAPITAL HOLDINGS, LLC | MEMBER | 03/2021 | 50-75% |
| D. MOROSS FAMILY, LLC | Domestic Entity | HIGHPOST CAPITAL HOLDINGS, LLC | MEMBER | 03/2021 | 50-75% |
| AZIMUT HOLDINGS SPA | Foreign Entity | AZIMUT ALTERNATIVE CAPITAL PARTNERS, LLC | MEMBER | 10/2019 | > 75% |
| BIALIK, GARY, DAVID | Individual | – | CFO & CCO | 05/2021 | < 5% |