TRANSITUS WEALTH PARTNERS LLC
Adviser information for TRANSITUS WEALTH PARTNERS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 802 | $224.8M |
| Non-Discretionary | 9 | $3.1M |
| Total | 811 | $227.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 251 | $73.4M |
| HNW Individuals | 71 | $154.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119910 |
|---|---|
| SEC ERA File Number | 801-119910 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311298 |
| Legal Entity Identifier | None |
Principal Office
210-4 AVONDALE AVEWILMINGTON
NC
United States
Monday - Friday, 9 AM - 4:30 PM ET
Tel: 910-395-1991, Fax: 866-713-0689
Chief Compliance Officer
GUY "TREY" WILLIAM DOWDY
CHIEF FINANCIAL OFFICER
210-4 AVONDALE AVE
WILMINGTON
NC
United States
Tel:
910-338-2659
Fax:
855-710-7346
T***@******************M
(Full email address available in API data)
Regulatory Contact
ROSS MARINO
CHIEF EXECUTIVE OFFICER
21-3 AVONDALE AVE
WILMINGTON
NC
United States
Tel:
910-395-1991
Fax:
866-713-0689
R***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE MARINO GROUP, INC. | Domestic Entity | – | PRIVATELY OWNED COMPANY | 08/2020 | > 75% |
| DOWDY, GUY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | < 5% |
| MARINO, ROSS, LOUIS | Individual | THE MARINO GROUP, INC. | CO-OWNER | 08/2020 | 50-75% |
| MARINO, JOCELYNE, A | Individual | THE MARINO GROUP, INC. | CO-OWNER | 08/2020 | 50-75% |