CORVUS WEALTH ADVISORS LLC
Adviser information for CORVUS WEALTH ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,189 | $680.0M |
| Non-Discretionary | 18 | $40.9M |
| Total | 1,207 | $720.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 202 | $73.2M |
| HNW Individuals | 127 | $340.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 119 | $274.0M |
| Charitable organizations | 10 | $23.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $9.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119912 |
|---|---|
| SEC ERA File Number | 801-119912 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311261 |
| Legal Entity Identifier | None |
Principal Office
615 S. MAIN STREETSUITE A
TEMPLETON
CA
United States
M-TH 8AM-5PM, FRI 8AM-2PM, M-TH 8AM-5PM, FRI 8AM-2PM
Tel: 805-434-2608, Fax: 805-669-3416
Chief Compliance Officer
ROBERT GARCIA
615 S. MAIN STREET
SUITE A
TEMPLETON
CA
United States
Tel:
805-434-2608
R**@***************M
(Full email address available in API data)
Regulatory Contact
CAROLYN HERZOG
MANAGER AND CIO
1310 OSOS ST.
SAN LUIS OBISPO
CA
United States
Tel:
805-549-9020
C******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARCIA WEALTH MANAGEMENT GROUP, INC. | Domestic Entity | – | OWNER | 10/2020 | > 75% |
| COMPASS FINANCIAL PLANNING, LLC | Domestic Entity | – | OWNER | 10/2020 | 10-25% |
| GARCIA, ROBERT, ALAN | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| HERZOG, CAROLYN, JANE | Individual | – | MANAGER AND CHIEF INVESTMENT OFFICER | 10/2020 | < 5% |
| ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST DATED APRIL 12, 2006 | Domestic Entity | GARCIA WEALTH MANAGEMENT GROUP, INC. | TRUSTEE OF ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST | 01/2015 | |
| THE CAROLYN HERZOG REVOCABLE TRUST, U/D/T DATED OCTOBER 18, 2017 | Domestic Entity | COMPASS FINANCIAL PLANNING, LLC | TRUSTEE OF THE CAROLYN HERZOG REVOCABLE TRUST, U/D/T DATED OCTOBER 18, 2017 | 10/2020 | |
| GARCIA, ROBERT, ALAN | Individual | ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST DATED APRIL 12, 2006 | TRUSTEE OF ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST | 04/2006 | 50-75% |
| HERZOG, CAROLYN, JANE | Individual | THE CAROLYN HERZOG REVOCABLE TRUST, U/D/T DATED OCTOBER 18, 2017 | TRUSTEE OF THE CAROLYN HERZOG REVOCABLE TRUST, U/D/T DATED OCTOBER 18, 2017 | 10/2017 | > 75% |
| DONNELLY, DEBORAH | Individual | ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST DATED APRIL 12, 2006 | TRUSTEE OF ROB A GARCIA & DEBORAH L DONNELLY LIVING TRUST | 04/2006 | 50-75% |
| JB'S BREAD AND BUTTER, LLC | Domestic Entity | – | OWNER | 01/2023 | < 5% |
| Crout, Giselle, NMN | Individual | JB'S BREAD AND BUTTER, LLC | OWNER | 01/2023 |