JUPITER ASSET MANAGEMENT US LLC
Adviser information for JUPITER ASSET MANAGEMENT US LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $20.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $20.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $20.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119915 |
|---|---|
| SEC ERA File Number | 801-119915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310918 |
| Legal Entity Identifier | 549300O8BJ48PECMF212 |
Principal Office
1756 PLATTE STREETDENVER
CO
United States
Monday - Friday, 9AM-5PM
Tel: 1 720 2551933, Fax: None
Chief Compliance Officer
CATHERINE CARTER
THE ZIG ZAG BUILDING
70 VICTORIA STREET
LONDON
United Kingdom
Tel:
+44 20 3817 1000
K***********@************M
(Full email address available in API data)
Regulatory Contact
ANNE CAMPBELL
COMPLIANCE OFFICER
THE ZIG ZAG BUILDING
70 VICTORIA STREET
LONDON
United Kingdom
Tel:
+44 20 3817 1000
A************@************M
(Full email address available in API data)
Industry Affiliates
| JUPITER ASSET MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| JUPITER ASSET MANAGEMENT INTERNATIONAL S.A. | Other investment adviser, including financial planners |
| JUPITER ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| JUPITER FUND MANAGERS LIMITED | Other investment adviser, including financial planners |
| JUPITER INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| JUPITER MANAGEMENT GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JUPITER UNIT TRUST MANAGERS LIMITED | Other investment adviser, including financial planners |
| NZS CAPITAL LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JUPITER NZS GLOBAL EQUITY GROWTH UNCONSTRAINED FUND LP | LONG-ONLY EQUITY FUND | $22.9M | $1.0M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUENZL, MARTIN, MAXIMILIAN | Individual | – | MANAGER | 08/2020 | < 5% |
| OWEN, THOMAS, NICHOLAS | Individual | – | MANAGER | 08/2020 | < 5% |
| PATEL, MINESH | Individual | – | MANAGER | 08/2020 | < 5% |
| JUPITER ASSET MANAGEMENT (NORTH AMERICA) INC | Domestic Entity | – | MEMBER | 01/2020 | > 75% |
| JUPITER INVESTMENT MANAGEMENT GROUP LIMITED | Foreign Entity | JUPITER ASSET MANAGEMENT (NORTH AMERICA) INC | SHAREHOLDER | 10/2014 | > 75% |
| KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED | Foreign Entity | JUPITER INVESTMENT MANAGEMENT GROUP LIMITED | SHAREHOLDER | 09/2004 | > 75% |
| JUPITER ASSET MANAGEMENT GROUP LIMITED | Foreign Entity | KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED | SHAREHOLDER | 06/2007 | > 75% |
| JUPITER FUND MANAGEMENT GROUP LIMITED | Foreign Entity | JUPITER ASSET MANAGEMENT GROUP LIMITED | SHAREHOLDER | 03/2007 | > 75% |
| JUPITER FUND MANAGEMENT PLC | Foreign Entity | JUPITER FUND MANAGEMENT GROUP LIMITED | SHAREHOLDER | 03/2007 | > 75% |
| CARTER, CATHERINE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |