SHARPEPOINT, LLC
Adviser information for SHARPEPOINT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,043 | $148.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,043 | $148.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 396 | $74.5M |
| HNW Individuals | 55 | $64.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.2M |
| Pension and profit sharing plans | <5 | $3.2M |
| Charitable organizations | 8 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119916 |
|---|---|
| SEC ERA File Number | 801-119916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290719 |
| Legal Entity Identifier | None |
Principal Office
5090 N. 40TH STREETSUITE 200
PHOENIX
AZ
United States
Monday - Friday, 7AM - 4PM
Tel: 480-999-3033, Fax: 480-999-3034
Chief Compliance Officer
BRIAN ROBINSON
MANAGING MEMBER
5090 N 40TH ST
SUITE 200
PHOENIX
AZ
United States
Tel:
480-999-3033
Fax:
480-999-3034
B*************@**************M
(Full email address available in API data)
Regulatory Contact
ERIN CROSBY
ADMINSTRATIVE ASSISTANT
5090 N 40TH ST
SUITE 200
PHOENIX
AZ
United States
Tel:
480-999-3033
Fax:
480-999-3034
E**********@**************M
(Full email address available in API data)
Industry Affiliates
| SHARPEPOINT INSURANCE GROUP | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHARPEPOINT STRATEGIC OPPORTUNITIES FUND LP | Hedge Fund | $3.2M | $0.1M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REGAN, JAMES, B | Individual | REGAN & ASSOCIATES LLC | MANAGING MEMBER | 09/2007 | > 75% |
| ROBINSON FINANCIAL ADVISORS, L.L.C. | Domestic Entity | – | MANAGING MEMBER | 04/2015 | 50-75% |
| REGAN & ASSOCIATES LLC | Domestic Entity | – | MANAGING MEMBER | 04/2015 | 50-75% |
| ROBINSON, BRIAN, DAVID | Individual | ROBINSON FINANCIAL ADVISORS, L.L.C. | MANAGING MEMBER | 06/2007 | > 75% |
| ROBINSON, BRIAN, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |