AUTHENTIKOS WEALTH ADVISORY LLC
Adviser information for AUTHENTIKOS WEALTH ADVISORY LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 785 | $125.1M |
| Non-Discretionary | 0 | $0 |
| Total | 785 | $125.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 365 | $123.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $1.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $416,315 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Principal Office
1295 EAST DUNNE AVENUESUITE 215
MORGAN HILL
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 877.457.4567, Fax: 877.457.8292
Chief Compliance Officer
THOMAS KERNEY
CHIEF COMPLIANCE OFFICER
36 WEST PIKE STREET
COVINGTON
KY
United States
Tel:
(312) 273-4322
T******@*******M
(Full email address available in API data)
Regulatory Contact
JARED M ELSON
CHIEF EXECUTIVE OFFICER
1295 EAST DUNNE AVENUE
SUITE 215
MORGAN HILL
CA
United States
Tel:
(877) 457-4567
Fax:
(877) 457-8292
J****@**************M
(Full email address available in API data)
Industry Affiliates
| AUTHENTIKOS FINANCIAL & INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ELSON, JARED, M | Individual | – | CEO | 11/2016 | > 75% |
| KERNEY, THOMAS, DEKARI | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | COM | 253K | 2K | – |
| AIM ETF PRODUCTS TRUST | ALLIANZIM U S EQ | 8M | 291K | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| AMERICAN EXPRESS CO | COM | 695K | 3K | – |
| AMERIPRISE FINL INC | COM | 256K | 600 | – |
| APPLE INC | COM | 3M | 14K | – |
| COLLABORATIVE INVESTMNT SER | ADAPTIVE CORE | 25M | 1M | – |
| COSTCO WHSL CORP NEW | COM | 233K | 274 | – |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 3M | 41K | – |
| FIRST TR EXCHANGE TRAD FD VI | ALT ABSLT STRG | 4M | 135K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 445K | 20K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 4M | 125K | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US | 4M | 161K | – |
| GLOBAL X FDS | GLOBX SUPDV US | 435K | 25K | – |
| INNOVATOR ETFS TRUST | GROWTH ACCELERAT | 9M | 250K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 232K | 1K | – |
| INTUIT | COM | 704K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 769K | 18K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 4M | 21K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 1M | 25K | – |
| LISTED FD TR | TRUESHARES DEC | 1M | 29K | – |
| LOCKHEED MARTIN CORP | COM | 907K | 2K | – |
| NVIDIA CORPORATION | COM | 336K | 3K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 4M | 49K | – |
| PROSHARES TR | SHRT HGH YIELD | 213K | 13K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 906K | 9K | – |
| SERIES PORTFOLIOS TR | PANAGRAM AAA | 512K | 20K | – |
| SILA REALTY TRUST INC | COMMON STOCK | 453K | 21K | – |
| SIMPLIFY EXCHANGE TRADED FUN | HIGH YIELD PLUS | 2M | 96K | – |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 772K | 17K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 7M | 120K | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 290K | 7K | – |
| SSGA ACTIVE TR | SPDR BLACKSTONE | 6M | 112K | – |
| TIDAL TR II | DEFIANCE OIL ENH | 6M | 288K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 223K | 8K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 888K | 2K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 1M | 19K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 393K | 3K | – |
| WISDOMTREE TR | FLOATNG RAT TREA | 1M | 27K | – |