LEEWARD FINANCIAL PARTNERS, LLC

Adviser information for LEEWARD FINANCIAL PARTNERS, LLC last updated from Form ADV on March 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 521 $269.9M
Non-Discretionary 0 $0
Total 521 $269.9M

Clients

Type Number RAUM
Individuals 76 $41.9M
HNW Individuals 82 $226.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesPROJECT BASED FEE

Identifiers

SEC RIA File Number 801-119921
SEC ERA File Number 801-119921
SEC CIK Numbers 1735201
SEC CRD Numbers 288779
Legal Entity Identifier None

Principal Office

67 CASCADE KEY
BELLEVUE
WA
United States
Monday - Friday, 9 AM - 5 PM
Tel: (206) 718-6644, Fax: N/A

Chief Compliance Officer

JAMES M. RIDGEWAY
CHIEF EXECUTIVE OFFICER
67 CASCADE KEY
BELLEVUE
WA
United States
Tel: (206) 718-6644
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EMERY, MICHAEL, D. Individual MEMBER, MANAGER, PRESIDENT AND CHIEF INVESTMENT OFFICER 05/2017 50-75%
RIDGEWAY, JAMES, MICHAEL Individual MEMBER, MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 05/2017 50-75%

No. Employees, Historic

10502020202120222023202420252 on 11/3/20202 on 2/24/20212 on 7/26/20212 on 3/30/20222 on 8/31/20223 on 3/23/20233 on 3/17/2024

RAUM, Historic

300M150M0202020212022202320242025116689844 on 11/3/2020142028747 on 2/24/2021142028747 on 7/26/2021188103405 on 3/30/2022188103405 on 8/31/2022183134394 on 3/23/2023269908119 on 3/17/2024

No. Clients, Historic

200100020202021202220232024202591 on 11/3/2020104 on 2/24/2021104 on 7/26/2021133 on 3/30/2022133 on 8/31/2022136 on 3/23/2023158 on 3/17/2024

Holdings

From latest 13F, filed July 30th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADAPTIVE BIOTECHNOLOGIES COR COM 187K 52K
ADOBE INC COM 5M 8K
ALPHABET INC CAP STK CL A 6M 31K
AMAZON COM INC COM 10M 50K
APPLE INC COM 9M 42K
ARISTA NETWORKS INC COM 314K 896
AUTOMATIC DATA PROCESSING IN COM 318K 1K
AXON ENTERPRISE INC COM 729K 2K
BERKSHIRE HATHAWAY INC DEL CL B NEW 496K 1K
BOEING CO COM 1M 7K
BROADCOM INC COM 2M 2K
CHIPOTLE MEXICAN GRILL INC COM 348K 6K
COSTCO WHSL CORP NEW COM 888K 1K
CROWDSTRIKE HLDGS INC CL A 231K 603
DECKERS OUTDOOR CORP COM 275K 284
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 267K 7K
DONALDSON INC COM 249K 3K
EATON CORP PLC SHS 6M 20K
ECOLAB INC COM 4M 17K
ELI LILLY & CO COM 4M 4K
FRANKLIN TEMPLETON ETF TR FRANKLIN DYN MUN 1M 59K
GALLAGHER ARTHUR J & CO COM 2M 8K
GOLDMAN SACHS GROUP INC COM 4M 8K
HOME DEPOT INC COM 390K 1K
ILLINOIS TOOL WKS INC COM 287K 1K
INGERSOLL RAND INC COM 222K 2K
INTERACTIVE BROKERS GROUP IN COM CL A 200K 2K
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 1M 56K
INVESCO QQQ TR UNIT SER 1 435K 908
ISHARES TR CORE S&P500 ETF 3M 6K
ISHARES TR U.S. TECH ETF 2M 15K
ISHARES TR NATIONAL MUN ETF 3M 29K
ISHARES TR BROAD USD HIGH 2M 47K
ISHARES TR IBOXX HI YD ETF 512K 7K
JPMORGAN CHASE & CO COM 210K 1K
LOWES COS INC COM 281K 1K
MARRIOTT INTL INC NEW CL A 999K 4K
META PLATFORMS INC CL A 274K 544
MICROSOFT CORP COM 16M 36K
MONSTER BEVERAGE CORP NEW COM 442K 9K
NETFLIX INC COM 3M 5K
NOVO-NORDISK A S ADR 229K 2K
NVIDIA CORPORATION COM 6M 46K
PACCAR INC COM 2M 17K
PALANTIR TECHNOLOGIES INC CL A 264K 10K
PNC FINL SVCS GROUP INC COM 2M 14K
REGAL REXNORD CORPORATION COM 319K 2K
SCHWAB STRATEGIC TR US TIPS ETF 1M 21K
SCHWAB STRATEGIC TR INTL EQTY ETF 6M 147K
SCHWAB STRATEGIC TR US SML CAP ETF 201K 4K
SCHWAB STRATEGIC TR US LCAP GR ETF 9M 92K
SCHWAB STRATEGIC TR US LCAP VA ETF 4M 55K
SERVICENOW INC COM 2M 3K
SHOPIFY INC CL A 203K 3K
SPDR S&P 500 ETF TR TR UNIT 3M 5K
SPDR SER TR PORTFOLI S&P1500 1M 16K
SSGA ACTIVE ETF TR SPDR TR TACTIC 2M 41K
STARBUCKS CORP COM 709K 9K
ULTA BEAUTY INC COM 1M 4K
UNITEDHEALTH GROUP INC COM 1M 2K
VANECK ETF TRUST SEMICONDUCTR ETF 346K 1K
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 36K
VANGUARD BD INDEX FDS LONG TERM BOND 4M 64K
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 26K
VANGUARD BD INDEX FDS INTERMED TERM 4M 52K
VANGUARD BD INDEX FDS VANGUARD ULTRA 2M 30K
VANGUARD INDEX FDS LARGE CAP ETF 11M 44K
VANGUARD INDEX FDS TOTAL STK MKT 332K 1K
VANGUARD INDEX FDS VALUE ETF 12M 77K
VANGUARD INDEX FDS SM CP VAL ETF 6M 34K
VANGUARD INDEX FDS REAL ESTATE ETF 360K 4K
VANGUARD INDEX FDS SMALL CP ETF 7M 31K
VANGUARD INDEX FDS GROWTH ETF 16M 42K
VANGUARD INDEX FDS SML CP GRW ETF 5M 20K
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 27K
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 3M 65K
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 17K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 16K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 6M 113K
VANGUARD WORLD FD INF TECH ETF 15M 26K
VERTEX PHARMACEUTICALS INC COM 941K 2K
VERTIV HOLDINGS CO COM CL A 3M 30K
VISA INC COM CL A 4M 14K
WORKDAY INC CL A 1M 6K