RETIREMENT PLANNING SOLUTIONS, LLC
RPS ADVISORY SOLUTIONS, LLC Legal Name
Adviser information for RETIREMENT PLANNING SOLUTIONS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,018 | $285.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2,018 | $285.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 969 | $169.2M |
| HNW Individuals | 61 | $115.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $403,773 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 83.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RPS WRAP FEE PROGRAM | RETIREMENT PLANNING SOLUTIONS, LLC |
Identifiers
| SEC RIA File Number | 801-119926 |
|---|---|
| SEC ERA File Number | 801-119926 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311575 |
| Legal Entity Identifier | None |
Principal Office
3432 STONY SPRING CIRCLELOUISVILLE
KY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 502-499-5668, Fax: 502-499-5669
Chief Compliance Officer
SONIA GOFORTH
CHIEF COMPLIANCE OFFICER
101 S. 5TH SR. SUITE 2500
LOUISVILLE
KY
United States
Tel:
5025402593
S************@*****************************M
(Full email address available in API data)
Regulatory Contact
BRYCE LANHAM
PRINCIPAL
3432 STONY SPRING CIR
LOUISVILLE
KY
United States
Tel:
502-292-3133
B****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANHAM, BRYCE, HOWARD | Individual | – | PRINCIPAL | 11/2023 | < 5% |
| Ellison, Michael, Jerome | Individual | – | CEO/PRESIDENT | 12/2019 | > 75% |
| GOFORTH, SONIA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |