PERSONALIZED FINANCIAL SOLUTIONS LLC
Adviser information for PERSONALIZED FINANCIAL SOLUTIONS LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 246 | $57.6M |
| Non-Discretionary | 0 | $0 |
| Total | 246 | $57.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $23.7M |
| HNW Individuals | 24 | $33.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 51.3M |
| Portfolio Manager | 51.3M |
| Both for Same | 51.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PFS WRAP FEE PROGRAM | PERSONALIZED FINANCIAL SOLUTIONS LLC |
Identifiers
| SEC RIA File Number | 801-119943 |
|---|---|
| SEC ERA File Number | 801-119943 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306475 |
| Legal Entity Identifier | None |
Principal Office
28163 US HIGHWAY 19 NORTHSUITE 205
CLEARWATER
FL
United States
Monday - Friday, BY APPOINTMENT
Tel: 727-754-4401, Fax: None
Chief Compliance Officer
TODD M. SEYMOUR
PRINCIPAL
28163 US HIGHWAY 19 NORTH
SUITE 205
CLEARWATER
FL
United States
Tel:
727-754-4401
T***********@**************S
(Full email address available in API data)
Industry Affiliates
| TAX AND TRUST MANAGEMENT SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEYMOUR, TODD, MICHAEL | Individual | – | MANAGING MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 11/2020 | > 75% |