COMPOSER TECHNOLOGIES
COMPOSER TECHNOLOGIES INC. Legal Name
Adviser information for COMPOSER TECHNOLOGIES last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,948 | $46.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2,948 | $46.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,948 | $46.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | SUBSCRIPTION FEES |
Identifiers
| SEC RIA File Number | 801-119952 |
|---|---|
| SEC ERA File Number | 801-119952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311289 |
| Legal Entity Identifier | None |
Principal Office
240 RICHMOND STREET WTORONTO, ONTARIO
Canada
Monday - Friday, 8:00AM-5:00PM EST
Tel: (647) 254-3904, Fax: None
Chief Compliance Officer
ANANDA AISOLA
CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
240 RICHMOND STREET W
TORONTO, ONTARIO
Canada
Tel:
(647) 254-3904
A*****@*****************M
(Full email address available in API data)
Industry Affiliates
| COMPOSER SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LI, RONNY | Individual | – | CHIEF TECHNOLOGY OFFICER | 05/2020 | 10-25% |
| Aisola, Ananda | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 05/2020 | 10-25% |
| FIRST ROUND CAPITAL | Domestic Entity | – | GENERAL PARTNER | 05/2021 | 10-25% |
| Rollert, Benjamin | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2020 | 10-25% |
| LEFT LANE CAPITAL | Domestic Entity | – | GENERAL PARTNER | 07/2022 | 5-10% |
| GOLDEN VENTURES | Foreign Entity | – | GENERAL PARTNER | 07/2022 | 5-10% |