Hedge Fund Database

O'NEIL GLOBAL ADVISORS, INC.

Adviser information for O'NEIL GLOBAL ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 43
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 50 $380.8M
Non-Discretionary 0 $0
Total 50 $380.8M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $25.0M
Pension and profit sharing plans 0 $0
Charitable organizations 1 $33.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $322.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-119966
SEC ERA File Number 801-119966
SEC CIK Numbers 1861159
SEC CRD Numbers 308150
Legal Entity Identifier None

Principal Office

12655 BEATRICE STREET
LOS ANGELES
CA
United States
Monday - Friday, 6:00 AM TO 5 PM
Tel: 310-448-6800, Fax: None

Websites

oneilglobaladvisors.com/about-us www.linkedin.com/company/o-neil-global-advisors/

Chief Compliance Officer

ALEXANDER V. MASOTTI
GENERAL COUNSEL
140 E. 45TH STREET
19TH FLOOR
NEW YORK
NY
United States
Tel: 646 996-6320
(Full email address available in API data)

Regulatory Contact

STEVEN L. BIRCH
CHIEF EXECUTIVE OFFICER
12655 BEATRICE STREET
SUITE 2A
LOS ANGELES
CA
United States
Tel: 310-448-6854
(Full email address available in API data)

Industry Affiliates

WILLIAM O'NEIL + COMPANY Other investment adviser, including financial planners
WILLIAM O'NEIL INDIA PVT. LTD. Other investment adviser, including financial planners
WILLIAM O'NEIL INVESTMENT MANAGEMENT (SHANGHAI) LTD. Other investment adviser, including financial planners
WILLIAM O'NEIL SECURITIES Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
O'NEIL CONDOR ACCREDITED MASTER LLC Hedge Fund $3.9M $0.5M 1
O'NEIL CONDOR QUALIFIED MASTER LLC Hedge Fund $0.3M $1.0M 1
O'NEIL RAVEN ACCREDITED MASTER LLC Hedge Fund $20.7M $0.5M 1

Control Persons

Name Type Entity Title Since Ownership
BIRCH, STEVEN, LAWRENCE Individual – CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER 11/2019 < 5%
GRACZK, CHRISTOPHER, FRANCIS Individual – CHIEF OPERATING OFFICER 11/2019 < 5%
ERICKSON, PATRICK, MARTIN Individual – DIRECTOR OF DATA SCIENCE 11/2019 < 5%
MASOTTI, ALEXANDER, VICTOR Individual – GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 11/2019 < 5%
O'NEIL CAPITAL MANAGEMENT INC. Foreign Entity – PARENT COMPANY 03/2019 > 75%
DATA ANALYSIS INC. Domestic Entity O'NEIL CAPITAL MANAGEMENT INC. HOLDING COMPANY 01/2010 > 75%
WILLIAM SCOTT ONEIL GSTE TR SHARE UNDER FAY C ONEIL IRR TR 12-08-14 Domestic Entity DATA ANALYSIS INC. SHAREHOLDER 04/2019 50-75%
WILLIAM SCOTT ONEIL GSTE TR SHARE UNDER WM J ONEIL IRR TR 12-08-14 Domestic Entity DATA ANALYSIS INC. SHAREHOLDER 04/2019 50-75%
O'NEIL, WILLIAM, SCOTT Individual WILLIAM SCOTT ONEIL GSTE TR SHARE UNDER FAY C ONEIL IRR TR 12-08-14 TRUSTEE 12/2014
O'NEIL, WILLIAM, SCOTT Individual WILLIAM SCOTT ONEIL GSTE TR SHARE UNDER WM J ONEIL IRR TR 12-08-14 TRUSTEE 12/2014
COLL, MATTHEW, BENEDICT Individual – HEAD OF BUSINESS DEVELOPMENT & INVESTOR RELATIONS 01/2022 < 5%
LEE, PAN-YUN (BEN) Individual – CHIEF FINANCIAL OFFICER 09/2022 < 5%

No. Employees, Historic

5025020202021202220232024202539 on 11/13/202039 on 12/17/202041 on 3/26/202145 on 3/24/202245 on 10/13/202242 on 3/23/202342 on 4/27/202342 on 5/19/202342 on 6/7/202343 on 3/25/2024

RAUM, Historic

500M250M020202021202220232024202578713000 on 11/13/202078713000 on 12/17/2020364483000 on 3/26/2021417383000 on 3/24/2022417383000 on 10/13/2022294009000 on 3/23/2023294009000 on 4/27/2023294009000 on 5/19/2023294009000 on 6/7/2023380786000 on 3/25/2024

No. Clients, Historic

201002020202120222023202420256 on 11/13/20206 on 12/17/202011 on 3/26/202111 on 3/24/202211 on 10/13/202210 on 3/23/202310 on 4/27/202310 on 5/19/202310 on 6/7/202310 on 3/25/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abercrombie & Fitch Co COM 2K 13K –
Advanced Micro Devices COM 10K 65K –
Alphabet Inc Cl A COM 11K 60K –
Amazon.com Inc COM 6K 32K –
Apple Inc COM 2K 12K –
Applovin Corp Cl A COM 2K 28K –
Arm Holdings plc ADS COM 532 3K –
Aspen Aerogels Inc COM 506 21K –
Blueprint Medicines Corp COM 1K 13K –
Booz Allen Hamilton Cl A COM 229 1K –
Camtek Ltd COM 627 5K –
Carnival Corporation COM 266 14K –
Carpenter TechnologyCorp COM 230 2K –
Cava Group Inc COM 1K 13K –
Celestica Inc COM 447 8K –
Check Point Sftware Tech COM 232 1K –
Crowdstrike Holdings A COM 11K 28K –
Cyberark Software Ltd COM 2K 7K –
Datadog Inc Cl A COM 272 2K –
Elanco Animal Health Inc COM 163 11K –
Eli Lilly & Co COM 6K 7K –
FidelityWiseOrgnBtcnBnIt COM 1K 20K –
FTAI Aviation Ltd COM 2K 20K –
GE Vernova Inc COM 6K 32K –
Halozyme Therapeutics COM 249 5K –
Hims & Hers Health Cl A COM 1K 71K –
Houlihan Lokey Inc Cl A COM 204 2K –
Informatica Inc Cl A COM 246 8K –
J P Morgan Chase & Co COM 303 2K –
Medpace Holdings Inc COM 235 570 –
Meta Platforms Inc Cl A COM 23K 46K –
Microsoft Corp COM 2K 6K –
monday.com Ltd COM 1K 5K –
Netflix Inc COM 11K 16K –
Novo Nordisk A/S Adr COM 7K 46K –
Nu Holdings Ltd Cl A Ads COM 500 39K –
Nvidia Corp COM 54K 439K –
On Holding A G Cl A COM 202 5K –
Onto Innovation Inc COM 530 2K –
Robinhood Markets Cl A COM 2K 101K –
Servicenow Inc COM 9K 12K –
Taiwan Semiconductor Adr COM 919 5K –
Tesla Inc COM 20K 103K –
Transmedics Group Inc COM 2K 11K –
Twist Bioscience Corp COM 810 16K –
Universal Health Svcs B COM 217 1K –
Varonis Systems Inc COM 229 5K –
Vertiv Holdings Llc COM 2K 18K –
Viking Holdings Ltd COM 202 6K –
Vistra Corp COM 4K 46K –