CONNECTUS WEALTH
CONNECTUS WEALTH, LLC Legal Name
Adviser information for CONNECTUS WEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 83 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 51 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11,949 | $8.5B |
| Non-Discretionary | 73 | $137.0M |
| Total | 12,022 | $8.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,659 | $1.7B |
| HNW Individuals | 1,712 | $5.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $34.5M |
| Pension and profit sharing plans | 97 | $840.2M |
| Charitable organizations | 30 | $175.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 180 | $283.1M |
| Other | <5 | $36.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 1294 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS |
|---|---|
| Compensation | % of AUMFixed feesREVENUE SHARING WITH OUR AFFILIATES, UPTIQ AND FRS |
| Other Business Activities | CREDIT/CASH MGMT SOLUTIONS, INSURANCE SOLUTIONS |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 64.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CONSULTING AND EVALUATION SERVICES (CES) | MORGAN STANLEY |
| INVESTMENT MANAGEMENT SERVICES (IMS) | MORGAN STANLEY |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| STIFEL INVESTMENT ADVISORY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| STRATEGIC ASSET REVIEW | OPPENHEIMER ASSET MANAGEMENT |
| MANAGED ACCOUNTS CONSULTING ("MAC") | UBS ASSET MANAGEMENT (AMERICAS) INC. |
Principal Office
20 WIGHT AVE#155
HUNT VALLEY
MD
United States
Monday - Friday, 8:30 TO 5:30
Tel: 513-832-5463, Fax: 513-977-8141
Websites
www.linkedin.com/company/northcoast-asset-management/
www.linkedin.com/company/focus-financial-partners
www.linkedin.com/company/hunt-valley-wealth/
twitter.com/hv_wealth/status/946109010171912192
connectuswealth.com/
www.mccllc.com/
www.northcoastam.com
www.focusfinancialpartners.com
www.huntvalleywealth.com
twitter.com/focusfinancial
www.linkedin.com/company/neirg-wealth-management
neirg.com
Chief Compliance Officer
ANDY WARNING
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5463
A***********@*****************************M
(Full email address available in API data)
Regulatory Contact
ROB COWLES
ADDITIONAL REGULATORY CONTACT
231 SUTTON STREET
SUITE 2A
NORTH ANDOVER
MA
United States
Tel:
978-296-8351
R******@********M
(Full email address available in API data)
Industry Affiliates
| ATLAS PRIVATE WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
| FOCUS RISK SOLUTIONS | Insurance company or agency |
| ORIGIN CREDIT ADVISERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SCS CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TELEMUS CAPITAL, LLC | Other investment adviser, including financial planners |
| TMD WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TOPRIDGE CAPITAL PARTNERS (AI), L.P. | Private Equity Fund | $34.5M | $0.5M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNECTUS GROUP, LLC | Domestic Entity | – | MEMBER/MANAGER | 11/2020 | > 75% |
| FOCUS OPERATING, LLC | Domestic Entity | CONNECTUS GROUP, LLC | MEMBER/MANAGER | 11/2020 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| STELLEY, JOHN, C. | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| BENNARD, MOLLY, LYNN | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2022 | < 5% |
| DETOLLA, AMY, THERESE | Individual | – | CHIEF EXPERIENCE OFFICER | 01/2021 | < 5% |
| BRITTON, GREGORY, ROBERT | Individual | – | CHIEF CLIENT OFFICER | 06/2023 | < 5% |
| Wilde, Christopher, James | Individual | – | CHIEF OPERATIONS OFFICER | 06/2023 | < 5% |
| FERDINAND FFP ACQUISITION, LLC | Foreign Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 14th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2U, Inc. | Com | 9K | 24K | – |
| 3M | Com | 3M | 30K | – |
| 4front Ventures Corp | Com | 4K | 38K | – |
| A T & T Inc | Com | 8M | 433K | – |
| Abbott Laboratories | Com | 5M | 44K | – |
| ABBVIE INC | Com | 5M | 25K | – |
| ACCENTURE PLC | Com | 23M | 104K | – |
| ACM RESEARCH INC | Com | 1M | 45K | – |
| ADOBE INC | Com | 54M | 107K | – |
| Adtalem Global Education Inc | Com | 252K | 5K | – |
| ADV MICRO DEVICES | Com | 76M | 421K | – |
| AFLAC INC | Com | 2M | 18K | – |
| AGCO CORP | Com | 2M | 16K | – |
| Agnico Eagle Mines | Com | 3M | 45K | – |
| AIR LEASE CORP | Com | 288K | 6K | – |
| Akamai Technologies | Com | 409K | 4K | – |
| Alerian MLP ETF | Com | 217K | 5K | – |
| ALIBABA GROUP HLDG | Com | 16M | 215K | – |
| ALIGN TECH INC | Com | 1M | 4K | – |
| ALPHABET INC | Com | 111M | 1M | – |
| ALPHABET INC | Com | 102M | 673K | – |
| Altegris Winton Futures Fund L P CL B Nsa | Com | 69K | 69K | – |
| Altria Group | Com | 32M | 731K | – |
| AMAZON COM INC | Com | 230M | 2M | – |
| AMERICAN EXPRESS CO | Com | 4M | 18K | – |
| American Intl Group | Com | 9M | 112K | – |
| AMERICAN TOWER CORP | Com | 746K | 4K | – |
| AMERIPRISE FINANCIAL | Com | 24M | 54K | – |
| Amerisourcebergen Corp | Com | 3M | 12K | – |
| AMGEN INC | Com | 2M | 6K | – |
| Amphenol Corp Class A | Com | 32M | 277K | – |
| ANALOG DEVICES INC | Com | 10M | 51K | – |
| Aon PLC | Com | 33M | 99K | – |
| Apple Inc | Com | 243M | 2M | – |
| APPLIED MATERIALS | Com | 19M | 94K | – |
| ARES CAP CORP | Com | 964K | 46K | – |
| ARISTA NETWORKS IN | Com | 480K | 2K | – |
| Atlassian Corp Class A | Com | 297K | 2K | – |
| Auto Data Processing | Com | 2M | 6K | – |
| AUTODESK INC | Com | 318K | 133K | – |
| AUTOZONE INC | Com | 540K | 171 | – |
| BAIDU INC | Com | 350K | 3K | – |
| BAKER HUGHES A GE CO | Com | 5M | 141K | – |
| BANCORP INC | Com | 219K | 7K | – |
| Bank of America | Com | 8M | 204K | – |
| BANK OF NEW YORK MEL | Com | 3M | 49K | – |
| BAXTER INTL INC | Com | 285K | 7K | – |
| BECTON DICKINSON | Com | 2M | 9K | – |
| BERKLEY W R CORP | Com | 987K | 11K | – |
| BERKSHIRE HATHAWAY | Com | 4M | 6 | – |
| BERKSHIRE HATHAWAY | Com | 19M | 80K | – |
| BEST BUY INC | Com | 2M | 23K | – |
| BIOGEN INC | Com | 391K | 2K | – |
| BIOMARIN PHARMAC INC | Com | 263K | 3K | – |
| Blackrock Credit Allocation In | Com | 882K | 83K | – |
| Blackrock Inc Com | Com | 45M | 54K | – |
| BLACKSTONE INC | Com | 228K | 2K | – |
| Bndbloxx JPM Usd Emr MK 1 10 YR ETF | Com | 2M | 46K | – |
| BNDBLXX BLMBRG 2 YR TRG US TR ETF | Com | 19M | 386K | – |
| BOEING CO | Com | 2M | 9K | – |
| Bondbloxx ETF Trust Bloomberg One YR TRGT DRTN | Com | 41M | 836K | – |
| Bondbloxx ETF Trust Bloomberg Six MNTH TRGT Dur | Com | 820K | 16K | – |
| BOOKING HLDGS INC | Com | 1M | 17K | – |
| BOX INC | Com | 2M | 83K | – |
| BP PLC | Com | 22M | 575K | – |
| BRISTOL MYERS SQUIBB | Com | 2M | 36K | – |
| Bristol-Myers Squibb | Com | 252K | 5K | – |
| BRITISH AMER TOB PLC | Com | 729K | 24K | – |
| Broadcom Inc | Com | 8M | 6K | – |
| Broadridge Financial Solutions Inc | Com | 22K | 88K | – |
| C H Robinson Worldwd | Com | 312K | 4K | – |
| Calamos Conv & High Income | Com | 405K | 34K | – |
| Calamos Conv Opp Inc | Com | 2M | 150K | – |
| Cambria Shareholder Yield ETF | Com | 2M | 26K | – |
| Cambria Shareholder Yield ETF | Com | 8M | 311K | – |
| Capital One | Com | 5M | 35K | – |
| CARDINAL HEALTH INC | Com | 17M | 154K | – |
| CARMAX INC | Com | 443K | 5K | – |
| CARRIER GLOBAL CORP | Com | 3M | 45K | – |
| CATERPILLAR INC | Com | 26M | 71K | – |
| Centene Corp | Com | 2M | 22K | – |
| CF INDUSTRIES HLDGS | Com | 4M | 47K | – |
| CGI INC | Com | 994K | 9K | – |
| Chargepoint Holdings Inc Com C L A | Com | 52K | 27K | – |
| Charles Schwab Corp | Com | 509K | 7K | – |
| CHECK POINT SOFTWARE | Com | 765K | 5K | – |
| Cheniere Energy | Com | 2M | 15K | – |
| CHEVRON CORP | Com | 12M | 74K | – |
| Chevron Corp | Com | 22M | 137K | – |
| CHUBB LIMITED | Com | 28M | 109K | – |
| CINCINNATI FINL CORP | Com | 753K | 6K | – |
| CIRRUS LOGIC INC | Com | 300K | 3K | – |
| Cisco Systems Inc | Com | 2M | 35K | – |
| Citigroup Inc | Com | 1M | 23K | – |
| CITIGROUP INC | Com | 3M | 43K | – |
| CLOROX CO | Com | 771K | 5K | – |
| Cme Group Inc Com | Com | 3M | 15K | – |
| COCA-COLA CO | Com | 508K | 8K | – |
| Coca-Cola Co | Com | 2M | 39K | – |
| COCA-COLA FEMSA | Com | 611K | 6K | – |
| Cogent Biosciences Inc | Com | 78K | 12K | – |
| COGNIZANT TECH SOLNS | Com | 2M | 30K | – |
| COLGATE PALMOLIVE CO | Com | 9M | 102K | – |
| Colgate Palmolive Co | Com | 340K | 4K | – |
| COMCAST CORP | Com | 27M | 621K | – |
| COMMERCE BANCSHARES | Com | 936K | 18K | – |
| Community Healthcare Trust Inc | Com | 13M | 493K | – |
| Conoco Phillips | Com | 5M | 40K | – |
| CONSOL ENERGY DISC | Com | 3M | 35K | – |
| Constellation Brand Class A | Com | 29M | 106K | – |
| CORTEVA INC | Com | 775K | 13K | – |
| CoStar Group Inc | Com | 61K | 517K | – |
| Costco Wholesale Co | Com | 104M | 144K | – |
| COTERRA ENERGY INC | Com | 3M | 118K | – |
| CROCS INC | Com | 2M | 14K | – |
| Crowdstrike HLDGS | Com | 2M | 6K | – |
| Crown Castle Intl | Com | 282K | 3K | – |
| CSX CORP | Com | 749K | 20K | – |
| CUMMINS INC | Com | 349K | 1K | – |
| CVS Health Corp | Com | 12M | 147K | – |
| CVS HEALTH CORP | Com | 796K | 10K | – |
| Danaher Corp | Com | 16M | 64K | – |
| DANAHER CORP | Com | 4M | 17K | – |
| Davita Inc | Com | 276K | 2K | – |
| DEERE & CO | Com | 2M | 6K | – |
| Dell Technologies | Com | 702K | 6K | – |
| DELTA AIR LINES | Com | 5M | 112K | – |
| DEVON ENERGY CORP | Com | 1M | 23K | – |
| Dexcom Inc | Com | 231K | 2K | – |
| DEXCOM INC | Com | 474K | 3K | – |
| DIAGEO P L C | Com | 820K | 6K | – |
| Discover Finl S | Com | 218K | 2K | – |
| DOMINOS PIZZA INC | Com | 4M | 48K | – |
| DOW INC | Com | 4M | 71K | – |
| Draftkings Inc Com CL A | Com | 2M | 41K | – |
| DTE ENERGY CO | Com | 402K | 4K | – |
| Duke Energy | Com | 953K | 10K | – |
| DUPONT DE NEMOURS | Com | 467K | 6K | – |
| Eaton Corp PLC F | Com | 673K | 2K | – |
| Ebay Inc | Com | 467K | 9K | – |
| EBAY INC | Com | 2M | 34K | – |
| Ecolab Inc | Com | 210K | 908 | – |
| ECOLAB INC | Com | 1M | 6K | – |
| EDWARDS LIFESCIENCE | Com | 893K | 9K | – |
| ELECTRONIC ARTS INC | Com | 18M | 134K | – |
| Eli Lilly | Com | 3M | 4K | – |
| Enbridge Inc | Com | 13M | 368K | – |
| Energy Select Sector SPDR ETF IV | Com | 9M | 92K | – |
| ENERGY TRANSFER L P | Com | 398K | 25K | – |
| ENPHASE ENERGY | Com | 2M | 17K | – |
| ENSIGN GROUP INC | Com | 709K | 6K | – |
| ENTEGRIS INC | Com | 877K | 6K | – |
| ENTERPRISE PRODS | Com | 1M | 40K | – |
| Enterprise Prods LP | Com | 7M | 250K | – |
| EOG Resources Inc | Com | 32M | 252K | – |
| EQT Corporation Com | Com | 774K | 21K | – |
| EQUIFAX INC | Com | 703K | 3K | – |
| EQUINIX INC | Com | 1M | 2K | – |
| Etsy Inc | Com | 210K | 260K | – |
| Evgo Inc Class A | Com | 43K | 17K | – |
| EXELON CORP | Com | 408K | 11K | – |
| EXLSERVICE HOLDINGS | Com | 555K | 17K | – |
| EXPEDIA GROUP INC | Com | 20M | 142K | – |
| EXPONET INC | Com | 910K | 11K | – |
| Extra Space Storage Inc | Com | 899K | 6K | – |
| Exxon Mobil Corp | Com | 22M | 187K | – |
| Fair Isaac Intl Corp | Com | 118K | 47K | – |
| Fastenal Co | Com | 393K | 5K | – |
| FEDEX CORP | Com | 5M | 18K | – |
| FFC Preferred Port | Com | 1M | 93K | – |
| FIDELITY COVINGTON | Com | 6M | 116K | – |
| FIDELITY COVINGTON T | Com | 25M | 157K | – |
| FIDELITY NATL INFO | Com | 468K | 6K | – |
| FIDELITYCOVINGTON TR | Com | 9M | 104K | – |
| FIDELITYCOVINGTON TR | Com | 8M | 158K | – |
| FIDELITYCOVINGTON TR | Com | 5M | 204K | – |
| FIDELITYCOVINGTON TR | Com | 12M | 204K | – |
| FIDELITYCOVINGTON TR | Com | 11M | 150K | – |
| FIDELITYCOVINGTON TR | Com | 5M | 72K | – |
| FIDELITYCOVINGTON TR | Com | 3M | 73K | – |
| FIDELITYCOVINGTON TR | Com | 3M | 56K | – |
| Financial Select Sector SPDR ETF | Com | 288K | 7K | – |
| First Horizon National Pfd Ser | Com | 1M | 62K | – |
| First Solar Inc | Com | 321K | 2K | – |
| First Trust Low Duration Opp | Com | 312K | 6K | – |
| FirstService Corp | Com | 22M | 133K | – |
| FISERV INC | Com | 3M | 19K | – |
| FORD MOTOR CO | Com | 2M | 140K | – |
| FORTINET INC | Com | 2M | 24K | – |
| Fortive Corp Disc 00500 | Com | 14M | 158K | – |
| Freeport-McMoran Cpr&Gld | Com | 15M | 318K | – |
| GABELLI DIVD & INCM | Com | 230K | 10K | – |
| GABELLI EQUITY TRUST | Com | 109K | 20K | – |
| GEN DIGITAL INC | Com | 274K | 12K | – |
| GENERAL DYNAMICS | Com | 686K | 2K | – |
| General Electric | Com | 392K | 2K | – |
| GENERAL MOTORS CO | Com | 652K | 14K | – |
| GILEAD SCIENCES INC | Com | 3M | 39K | – |
| Gilead Sciences Inc | Com | 239K | 3K | – |
| Global X MLP & Energy Infrastr | Com | 9M | 189K | – |
| Global X US Infrastructure Dev | Com | 12M | 299K | – |
| Globe Life Inc. | Com | 239K | 2K | – |
| Goldman Sachs Access Treasury | Com | 2M | 15K | – |
| GOLDMAN SACHS GROUP | Com | 1M | 3K | – |
| Grainger W W Inc | Com | 417K | 410 | – |
| GRAINGER W W INC | Com | 267K | 262 | – |
| HEICO CORP | Com | 2M | 8K | – |
| Hess Corp | Com | 850K | 6K | – |
| Highlands REIT Inc Nsa | Com | 8K | 26K | – |
| Home Depot Inc | Com | 46M | 119K | – |
| HOME DEPOT INC | Com | 10M | 25K | – |
| HONDA MOTOR CO | Com | 877K | 24K | – |
| Honeywell Intl Inc | Com | 32M | 157K | – |
| HONEYWELL INTL INC | Com | 7M | 33K | – |
| Host Hotels & Resort | Com | 3M | 143K | – |
| HP INC | Com | 1M | 49K | – |
| HSBC HLDGS PLC | Com | 734K | 19K | – |
| IDEXX Laboratories | Com | 7M | 13K | – |
| Illinois Tool Works | Com | 227K | 845 | – |
| Intel Corp Com | Com | 755K | 17K | – |
| Intuit | Com | 29M | 45K | – |
| Invesco Aerospace & Defense | Com | 10M | 101K | – |
| Invesco DWA Healthcare | Com | 220K | 5K | – |
| Invesco Exchange Traded FD TR FTSE Rafi 1000 ETF | Com | 6M | 158K | – |
| Invesco Exchange Traded FD TR S&P500 Eql WGT ETF | Com | 9M | 52K | – |
| Invesco Exchange Traded Fund T S&P Smallcap 600 ETF | Com | 7M | 168K | – |
| Invesco FTSE Rafi US 1000 ETF | Com | 2M | 43K | – |
| Invesco Fund Next 1500 | Com | 285K | 7K | – |
| Invesco Nasdaq 100 ETF | Com | 2M | 11K | – |
| Invesco QQQ Tr Units | Com | 39M | 89K | – |
| Invesco S&P 500 Equal Weight ETF | Com | 5M | 32K | – |
| Invesco S&P 500 Pr Grw ETF | Com | 235K | 6K | – |
| Invesco S&P 500 Quality ETF | Com | 3M | 57K | – |
| Invesco S&P MidCap Quality ETF | Com | 11M | 100K | – |
| Invesco S&P Smallcap 600 Rev ETF | Com | 3M | 59K | – |
| Invesco S&P SmallCap Energy Et | Com | 225K | 4K | – |
| Invsc S P 500 Top 50 ETF | Com | 5M | 118K | – |
| Iron Mountain Inc Com | Com | 2M | 31K | – |
| iShares 0 To 3 MNTH Treasury BND ETF | Com | 11M | 108K | – |
| iShares Core 10 Year USD Bond | Com | 8M | 147K | – |
| iShares Core Dividend Growth ETF | Com | 11M | 184K | – |
| iShares Core S&P 500 ETF | Com | 712K | 2K | – |
| iShares Core S&P Mid Cap ETF | Com | 549K | 9K | – |
| iShares Core S&P Small-Cap ETF | Com | 438K | 4K | – |
| iShares Core S&P Total U.S | Com | 409K | 4K | – |
| iShares MSCI USA Min Vol Factor ETF | Com | 3M | 36K | – |
| IShares MSCI USA Quality Facto | Com | 1M | 6K | – |
| iShares Russell 1000 Growth ETF | Com | 1M | 3K | – |
| iShares Russell 1000 Value ETF | Com | 741K | 5K | – |
| iShares Russell Mid-Cap ETF | Com | 1M | 15K | – |
| iShares S&P 500 Value ETF | Com | 1M | 8K | – |
| iShares Short Term NTNL Mun BND ETF | Com | 3M | 29K | – |
| IShares Total International | Com | 7M | 98K | – |
| iShares TR MSCI Acwi (ex Us) | Com | 429K | 8K | – |
| iShares Trust Barclays 1-3 YR TSY Idx ETF | Com | 7M | 84K | – |
| iShares Trust US Aer Def ETF | Com | 379K | 3K | – |
| iShares US Aerospace & Defense | Com | 689K | 5K | – |
| IShr Biotech | Com | 4M | 26K | – |
| IShr Core MSCI Em Mkt | Com | 2M | 32K | – |
| IShr Emerging Mkt | Com | 252K | 6K | – |
| IShr Industrial | Com | 206K | 2K | – |
| IShr Rus l000 Growth | Com | 661K | 2K | – |
| IShr Russell 2000 | Com | 2M | 9K | – |
| IShr S&P 100 | Com | 619K | 3K | – |
| IShr S&P Glb 100 | Com | 21M | 231K | – |
| IShr S&P Global Energy | Com | 23M | 543K | – |
| IShr S&P MidCap | Com | 1M | 21K | – |
| IShr S&P Sm Cap | Com | 2M | 15K | – |
| IShr Sel. Dividend | Com | 498K | 4K | – |
| IShr Short Trsry Bd | Com | 581K | 5K | – |
| IShr US Pfd Stk Index | Com | 217K | 7K | – |
| Johnson & Johnson | Com | 3M | 20K | – |
| Johnson & Johnson | Com | 588K | 4K | – |
| JPMorgan Betabuild Interl Eqy ETF | Com | 10M | 164K | – |
| JPMorgan Chase | Com | 94M | 468K | – |
| JPMorgan Equity Premium Income ETF | Com | 13M | 228K | – |
| JPMorgan Ultra Short Income ETF | Com | 16M | 310K | – |
| Keycorp Inc | Com | 3M | 191K | – |
| Kimberly/Clark | Com | 519K | 4K | – |
| Lexagene Holdings Inc Com | Com | 5K | 61K | – |
| Lilly Eli & Co | Com | 4M | 5K | – |
| Lincoln Elec Hldgs | Com | 715K | 3K | – |
| Lockheed Martin | Com | 15M | 32K | – |
| Lowes Co | Com | 4M | 16K | – |
| Marathon Oil Corporation Com | Com | 214K | 8K | – |
| Marathon Petroleum | Com | 3M | 16K | – |
| Mastercard Inc | Com | 111M | 307K | – |
| McDonalds Corp | Com | 401K | 1K | – |
| Medtronic PLC | Com | 620K | 7K | – |
| Merck & Co | Com | 6M | 45K | – |
| Meta Platforms Inc | Com | 47M | 214K | – |
| Microsoft Corp | Com | 110M | 262K | – |
| Microsoft Corp | Com | 6M | 166K | – |
| Molina Healthcare | Com | 1M | 2K | – |
| Mondelez Int'l | Com | 9M | 125K | – |
| Morgan Stanley | Com | 2M | 20K | – |
| MSCI Inc | Com | 9M | 16K | – |
| Nestle S A F Sponsored ADR | Com | 2M | 18K | – |
| Net Medical Xpress Solutions, | Com | 283 | 27K | – |
| Netflix Inc | Com | 300K | 494 | – |
| Nextera Energy Inc | Com | 421K | 7K | – |
| Nike | Com | 464K | 5K | – |
| Northern Trust | Com | 1M | 13K | – |
| Novartis AG F Sponsored ADR | Com | 266K | 3K | – |
| Novo Nordisk AS Adr | Com | 40M | 312K | – |
| NRG Energy Inc | Com | 4M | 57K | – |
| Nvidia Corp | Com | 11M | 12K | – |
| Occidental Pete Corp | Com | 244K | 4K | – |
| Oneok Inc | Com | 255K | 3K | – |
| Oneok Inc | Com | 952K | 12K | – |
| Oracle Corp | Com | 726K | 6K | – |
| Oscar Health Inc | Com | 727K | 49K | – |
| Pacer US Cash Cows 100 Etf | Com | 2M | 31K | – |
| Packaging Corp Amer | Com | 380K | 2K | – |
| Palantir Tech Inc Com CL A | Com | 2M | 96K | – |
| Palo Alto Networks | Com | 706K | 2K | – |
| Palo Alto Networks, Inc. | Com | 13M | 47K | – |
| PayPal Holdings Inc | Com | 2M | 341K | – |
| Pepsico | Com | 16M | 91K | – |
| Pepsico Inc Com | Com | 206K | 1K | – |
| Pfizer Inc | Com | 2M | 71K | – |
| Philip Morris Intl | Com | 1M | 13K | – |
| Philip Morris Intl Inc Com | Com | 2M | 24K | – |
| Phillips 66 | Com | 776K | 5K | – |
| PNC Finl Services Grp | Com | 9M | 54K | – |
| Pool Corp | Com | 15M | 37K | – |
| Posabit Systems Corporation Co M | Com | 4K | 25K | – |
| Procter & Gamble Co | Com | 2M | 12K | – |
| Progressive Cp Ohio | Com | 12M | 57K | – |
| Pulte Homes | Com | 603K | 5K | – |
| Qualcomm | Com | 356K | 2K | – |
| Raytheon Technologies Co | Com | 25M | 256K | – |
| Regeneron Pharms Inc | Com | 2M | 2K | – |
| Roper Technologies | Com | 52K | 43K | – |
| Roper Technologies Inc | Com | 26M | 46K | – |
| S&P 500 ETF | Com | 57M | 108K | – |
| S&P Biotech SPDR | Com | 492K | 5K | – |
| S&P Global Inc | Com | 59K | 87K | – |
| S&P MidCap 400 ETF | Com | 1M | 2K | – |
| Salesforce Inc. | Com | 45M | 148K | – |
| Schlumberger Limited Com | Com | 1M | 20K | – |
| Schlumberger Ltd | Com | 528K | 10K | – |
| Schwab Intl Eq | Com | 14M | 357K | – |
| Schwab Strategic Tr US Lg Cp E | Com | 5M | 76K | – |
| Schwab US Broad Mkt ETF | Com | 1M | 22K | – |
| Schwab US Large Cap Growth ETF | Com | 6M | 67K | – |
| Schwab US TIPS ETF | Com | 302K | 6K | – |
| Select Sector Uti Select SPDR ETF | Com | 3M | 47K | – |
| Service Now Inc | Com | 34M | 45K | – |
| Sherwin Williams | Com | 208K | 600 | – |
| Solaredge Technologies Inc Com | Com | 270K | 4K | – |
| Southern Co | Com | 404K | 6K | – |
| SPDR Bloomberg Barclays 1-3 Month T-Bill ETF | Com | 7M | 71K | – |
| SPDR Fund Consumer Staples ETF | Com | 361K | 5K | – |
| SPDR Gold Fund | Com | 15M | 71K | – |
| SPDR Index Shares Funds S&P Em MKT DIV ETF | Com | 1M | 44K | – |
| SPDR MSCI USA Strategicfactors ETF | Com | 2M | 13K | – |
| SPDR Portfolio DVLPD WRLD Ex-US ETF | Com | 5M | 149K | – |
| SPDR Portfolio Short Term Corp | Com | 3M | 109K | – |
| SPDR S&P 500 Growth ETF IV | Com | 6M | 83K | – |
| SPDR S&P 500 High Dividend ETF IV | Com | 11M | 264K | – |
| SPDR S&P Aerospace Def ETF IV | Com | 6M | 44K | – |
| SPDR S&P Oilgas Exp ETF | Com | 229K | 1K | – |
| SPDR Series Trust Portfolio S& P 500 ETF | Com | 13M | 214K | – |
| SPDR Series Trust SPDR Bloombe RG ETF | Com | 3M | 28K | – |
| SPDR Technology Select | Com | 2M | 12K | – |
| ST Joe Co | Com | 2M | 37K | – |
| Starbucks Corp | Com | 642K | 7K | – |
| Starbucks Corp | Com | 39K | 353K | – |
| Starwood Ppty Trust | Com | 11M | 522K | – |
| Stifel Financial Corp Pfd Ser | Com | 356K | 14K | – |
| Stryker Corp | Com | 36M | 101K | – |
| Take-Two Interactive Software Inc | Com | 33K | 194K | – |
| Tesla Inc | Com | 8M | 45K | – |
| The Travelers Co | Com | 210K | 911 | – |
| Thermo Fisher Scientific | Com | 103M | 177K | – |
| TJX Companies Inc | Com | 34K | 138K | – |
| Tradeweb Markets Inc | Com | 58M | 553K | – |
| Two Harbors Investment Corp Se | Com | 2M | 103K | – |
| Two Harbors Investment Corp Se | Com | 845K | 37K | – |
| Union Pacific Corp | Com | 1M | 5K | – |
| UnitedHealth Group | Com | 27M | 56K | – |
| Vaneck Oil Services Etf | Com | 212K | 630 | – |
| VanEck Vectors Morningstar | Com | 5M | 53K | – |
| Vanguard Dividend Appreciation ETF | Com | 268K | 1K | – |
| Vanguard FTSE Developed ETF | Com | 4M | 86K | – |
| Vanguard Health Care ETF | Com | 10M | 39K | – |
| Vanguard Internatnl HGH DIV YLD ETF | Com | 15M | 224K | – |
| Vanguard Mega Cap Index ETF | Com | 251K | 1K | – |
| Vanguard Muni BND Tax Exempt ETF | Com | 2M | 48K | – |
| Vanguard S&P 500 ETF | Com | 10M | 20K | – |
| Vanguard S&P 500 ETF | Com | 15M | 32K | – |
| Vanguard Short Term Treas ETF | Com | 803K | 14K | – |
| Vanguard Short-Term Inflation-Protected Securities ETF | Com | 101K | 132K | – |
| Vanguard Tot Stk Mkt | Com | 565K | 2K | – |
| Vanguard Tot Wrld Stk | Com | 377K | 3K | – |
| Vanguard Total Bond Market | Com | 220K | 3K | – |
| Vanguard Total Stock Market ETF | Com | 286K | 1K | – |
| Vanguard Vanguard Small-Cap Et F | Com | 5M | 22K | – |
| Vanguard Vanguard Value ETF | Com | 22M | 135K | – |
| Veralto Corp Com. | Com | 615K | 7K | – |
| Verisk Analytics Inc Class A | Com | 55K | 11K | – |
| Verizon | Com | 438K | 10K | – |
| Viatris Inc | Com | 2M | 183K | – |
| Visa Inc Cl A | Com | 2M | 78K | – |
| W E C Energy Group Inc | Com | 218K | 3K | – |
| Wallbox N V F | Com | 29K | 20K | – |
| Wal-Mart Stores Inc | Com | 362K | 6K | – |
| Walt Disney Co | Com | 9M | 77K | – |
| Watsco Inc | Com | 903K | 2K | – |
| Wisdomtree Intrst RT HDG Agrgt ETF | Com | 315K | 14K | – |
| Workday Inc | Com | 43M | 159K | – |
| WW Intl Inc Com | Com | 58K | 31K | – |
| Xylem Inc Com | Com | 821K | 6K | – |
| Zebra Technologies | Com | 696K | 2K | – |
| Zoetis Inc | Com | 532K | 3K | – |
| Brookfield Corp | Com | 26K | 625K | – |