AC FUNDS, LLC
Adviser information for AC FUNDS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $343.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $343.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $343.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119975 |
|---|---|
| SEC ERA File Number | 801-119975 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311748 |
| Legal Entity Identifier | None |
Principal Office
10 WILSEY SQUARESUITE 200
RIDGEWOOD
NJ
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 201-426-0081, Fax: 201-857-4099
Chief Compliance Officer
ROBERT ROSS
10 WILSEY SQUARE
RIDGEWOOD
NJ
United States
Tel:
201-447-3400
R**********@************M
(Full email address available in API data)
Regulatory Contact
CLAIRE COMERFORD
10 WILSEY SQUARE
SUITE 200
RIDGEWOOD
NJ
United States
Tel:
201-447-3400
Fax:
201-857-4099
C***************@******************M
(Full email address available in API data)
Industry Affiliates
| ADVISORS CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 06/2020 | 5-10% |
| DEANE, KENNETH, IAN | Individual | – | MANAGING MEMBER | 06/2020 | > 75% |
| ACM HOLDING TRUST | Domestic Entity | ADVISORS CAPITAL MANAGEMENT, LLC | OWNER | 01/2013 | 50-75% |
| ROSS, ROBERT, KARL | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |