EQUILIBRIA WEALTH MANAGEMENT, LLC
Adviser information for EQUILIBRIA WEALTH MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 226 | $126.4M |
| Non-Discretionary | 0 | $0 |
| Total | 226 | $126.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 107 | $55.5M |
| HNW Individuals | 15 | $63.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $7.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-119976 |
|---|---|
| SEC ERA File Number | 801-119976 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311785 |
| Legal Entity Identifier | None |
Principal Office
24285 KATY FREEWAYSUITE 300
KATY
TX
United States
BY APPOINTMENT ONLY, 8AM - 5PM
Tel: 432-617-7788, Fax: None
Websites
Chief Compliance Officer
MERCEDES BARKER
24285 KATY FREEWAY
SUITE 300
KATY
TX
United States
Tel:
432-617-7788
M*@***************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel:
8337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, JOHN, MICHAEL | Individual | – | MANAGING MEMBER | 02/2010 | 25-50% |
| WARREN, GARY, WAYNE | Individual | – | MANAGING MEMBER | 02/2010 | 25-50% |
| BARKER, MERCEDES, GABRIELLE | Individual | – | CCO AND MANAGING MEMBER | 02/2010 | 25-50% |