RYE BROOK CAPITAL, LLC
Adviser information for RYE BROOK CAPITAL, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 20 | $475.0M |
Non-Discretionary | 0 | $0 |
Total | 20 | $475.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | <5 | $2.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 18 | $472.4M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
---|---|
Compensation | % of AUM |
Principal Office
777 WEST PUTNAM AVESUITE 300
GREENWICH
CT
United States
Monday - Friday, 9-5PM
Tel: 203-542-2822, Fax: None
Websites
Chief Compliance Officer
CARLOS GUSTAVO RIBEIRO FERNANDES
777 WEST PUTNAM AVE
SUITE 300
GREENWICH
CT
United States
Tel:
203-542-2822
G******@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
BLUE GLOBAL STRATEGY FUND | ASSET ALLOCATION | $34.9M | $0.1M | 2 |
BLUE INTERNATIONAL FUND | ASSET ALLOCATION | $81.4M | $0.1M | 1 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Ribeiro Fernandes, Carlos Gustavo | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | 03/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
BLOOMIN' BRANDS INC | COM | 3K | 167K | – |
FIRST TRUST NASDAQ CYBERSECU | ETF | 463 | 8K | – |
GRAYSCALE ETHEREUM TRUST | ETN | 9K | 273K | – |
ISHARES NASDAQ BIOTECHNOLOGY | ETF | 3K | 19K | – |
KRANESHARES CSI CHINA INTERN | ETF | 3K | 97K | – |
VANECK OIL SERVICES ETF | COM | 1K | 4K | – |
INVESCO QQQ TRUST SERIES 1 | ETF | 8K | 18K | – |
SHAKE SHACK INC - CLASS A | COM | 1K | 16K | – |
VANECK SEMICONDUCTOR ETF | ETF | 6K | 21K | – |
VANGUARD FTSE EUROPE ETF | ETF | 6K | 88K | – |
ENERGY SELECT SECTOR SPDR | ETF | 1K | 16K | – |
HEALTH CARE SELECT SECTOR | ETF | 4K | 30K | – |
SPDR S&P OIL & GAS EXP & PR | COM | 1K | 9K | – |
MICROSOFT CORP | COM | 268 | 600 | – |
AVALONBAY COMMUNITIES INC | COM | 2K | 8K | – |
EQUITY RESIDENTIAL | COM | 2K | 25K | – |
FOUR CORNERS PROPERTY TRUST | COM | 6K | 228K | – |
SPDR GOLD SHARES | ETF | 3K | 13K | – |
MID-AMERICA APARTMENT COMM | COM | 3K | 19K | – |
NEXGEN ENERGY LTD | COM | 4K | 586K | – |
SPROTT PHYSICAL URANIUM TR | COM | 9K | 496K | – |
VANECK HIGH YIELD MUNI ETF | COM | 155 | 3K | – |
ISHARES NATIONAL MUNI BOND E | COM | 202 | 2K | – |
ISHARES SHORT-TERM NATIONAL | COM | 146 | 1K | – |
ALERIAN MLP ETF | COM | 144 | 3K | – |