ELPHINSTONE
ELPHINSTONE, INC. Legal Name
Adviser information for ELPHINSTONE last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 279 | $364,784 |
| Non-Discretionary | 0 | $0 |
| Total | 279 | $364,784 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 279 | $364,784 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ELPHINSTONEUS | ELPHINSTONE |
Identifiers
| SEC RIA File Number | 801-119983 |
|---|---|
| SEC ERA File Number | 801-119983 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311264 |
| Legal Entity Identifier | None |
Principal Office
405 LEXINGTON AVESUITE 866
NEW YORK
NY
United States
NONE, 8AM-5PM
Tel: +1 ?(415) 787-3525??, Fax: None
Chief Compliance Officer
FAROOQ TIRMIZI
PRESIDENT AND CEO
405 LEXINGTON AVE
SUITE 866
NEW YORK
NY
United States
Tel:
212-882-1067
F*************@*****************M
(Full email address available in API data)
Industry Affiliates
| ELPHINSTONE PAKISTAN | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TIRMIZI, SYED, FAROOQ | Individual | – | PRESIDENT, CCO, AND CEO | 03/2020 | 50-75% |
| Khosa, Usman | Individual | – | DIRECTOR | 03/2020 | < 5% |