ATTINGER, LLC
Adviser information for ATTINGER, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $531.0M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $531.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $2.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $528.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119984 |
|---|---|
| SEC ERA File Number | 801-119984 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311772 |
| Legal Entity Identifier | None |
Principal Office
123 S. BROAD STREETSUITE 1990
PHILADELPHIA
PA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 215-600-1296, Fax: None
Chief Compliance Officer
DANIEL DISANTO
HEAD OF FINANCE AND OPERATIONS
123 S. BROAD STREET
SUITE 1990
PHILADELPHIA
PA
United States
Tel:
215-600-1296
D******@**************M
(Full email address available in API data)
Regulatory Contact
ADELE GORRILLA
CHIEF INVESTMENT OFFICER
123 S. BROAD STREET
SUITE 1990
PHILADELPHIA
PA
United States
Tel:
215-600-1296
G*******@**************M
(Full email address available in API data)
Industry Affiliates
| ATTINGER CV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATTINGER GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATTINGER CREDIT LLC | Hedge Fund | $39.9M | $5.0M | 9 |
| ATTINGER INVESTMENTS, LLC | Private Equity Fund | $158.4M | $5.0M | 16 |
| ATTINGER MARKETABLE ALTERNATIVES LLC | Hedge Fund | $154.7M | $5.0M | 12 |
| ATTINGER PRIVATE EQUITY 2021 LLC | Private Equity Fund | $15.0M | $3.0M | 5 |
| ATTINGER PRIVATE EQUITY 2023, LLC | Private Equity Fund | $2.9M | $3.0M | 3 |
| ATTINGER PUBLIC EQUITIES LLC | Hedge Fund | $157.7M | $5.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GORRILLA, ADELE, NEUMANN | Individual | – | CHIEF INVESTMENT OFFICER | 10/2020 | > 75% |
| DISANTO, DANIEL, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF FINANCE AND OPERATIONS | 07/2021 | < 5% |