ALCHEMI WEALTH, LLC
Adviser information for ALCHEMI WEALTH, LLC last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 615 | $132.9M |
| Non-Discretionary | 354 | $76.4M |
| Total | 969 | $209.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 466 | $100.5M |
| HNW Individuals | 189 | $40.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 291 | $62.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $3.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 9 | $2.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119987 |
|---|---|
| SEC ERA File Number | 801-119987 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310451 |
| Legal Entity Identifier | None |
Principal Office
35 PRATT STREETSUITE 202
ESSEX
CT
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (860) 767-7500, Fax: (959) 265-8149
Chief Compliance Officer
STEVEN JOHNSON
MANAGING MEMBER
35 PRATT STREET
SUITE 202
ESSEX
CT
United States
Tel:
860-508-0909
Fax:
860-657-4942
S*************@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL JOHNSON
MANAGING MEMBER
35 PRATT STREET
SUITE 202
ESSEX
CT
United States
Tel:
860-918-2143
Fax:
860-657-4942
M**************@****************M
(Full email address available in API data)
Industry Affiliates
| ALCHEMI WEALTH MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, STEVEN, JOHN | Individual | – | OWNER/MANAGING MEMBER/CCO | 01/2019 | 50-75% |
| JOHNSON, MICHAEL, STEVEN | Individual | – | OWNER/MANAGING MEMBER | 01/2019 | 25-50% |
| ALCHEMI CAPITAL LLC | Domestic Entity | – | OWNER | 01/2019 | 5-10% |
| Laflamme, Reece | Individual | ALCHEMI CAPITAL LLC | CEO | 02/2017 | 50-75% |
| Yao, Philip | Individual | ALCHEMI CAPITAL LLC | PRESIDENT | 02/2017 | 25-50% |