M GROUP
M GROUP INVESTMENT ADVISOR, LLC Legal Name
Adviser information for M GROUP last updated from Form ADV on March 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 350 | $202.6M |
| Non-Discretionary | 46 | $53.6M |
| Total | 396 | $256.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 273 | $21.6M |
| HNW Individuals | 55 | $43.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 68 | $191.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-119994 |
|---|---|
| SEC ERA File Number | 801-119994 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160128 |
| Legal Entity Identifier | None |
Principal Office
16233 ROCK COAST DRWINTER GARDEN
FL
United States
Monday - Friday, 9:00AM TO 4:00PM
Tel: 541-708-1922, Fax: 888-473-4147
Chief Compliance Officer
JOHN A. MARCELIA
PRINCIPAL
16233 ROCK COAST DR
WINTER GARDEN
FL
United States
Tel:
541-708-1922
Fax:
888-473-4147
J***@************M
(Full email address available in API data)
Regulatory Contact
ED LEEPER
ADVISOR
11311 S SANDS RD
VALLEYFORD
WA
United States
Tel:
2536785318
E*@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARCELIA, JOHN, ANDREW | Individual | – | CEO/CCO/MANAGING MEMBER | 06/2017 | > 75% |
| M GROUP ADVISOR HOLDINGS INC | Domestic Entity | – | CEO | 06/2015 | > 75% |
| MARCELIA, JOHN, ANDREW | Individual | M GROUP ADVISOR HOLDINGS INC | PRESIDENT/SECRETARY/TREASURER | 06/2015 | > 75% |