ELEVATE CAPITAL ADVISORS
ELEVATE CAPITAL ADVISORS, INC. Legal Name
Adviser information for ELEVATE CAPITAL ADVISORS last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 542 | $126.3M |
| Non-Discretionary | 55 | $13.5M |
| Total | 597 | $139.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 129 | $35.0M |
| HNW Individuals | 94 | $100.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $126,212 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.9M |
| Pension and profit sharing plans | <5 | $725,888 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $1.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based feesCOMMISSIONS FROM INSURANCE SALES |
Principal Office
313 CHAMBERS AVE.SUITE D
EAGLE
CO
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 970-328-7526, Fax: None
Chief Compliance Officer
KENNETH A. ARMSTRONG
CEO
313 CHAMBERS AVE.
SUITE D
EAGLE
CO
United States
Tel:
970-376-3511
K**@*************************M
(Full email address available in API data)
Regulatory Contact
OLIVIA BOOMHOWER
DIRECTOR OF OPERATIONS
313 CHAMBERS AVE.
SUITE D
EAGLE
CO
United States
Tel:
970-3331-2536
O*****@*************************M
(Full email address available in API data)
Industry Affiliates
| ELEVATE INSURANCE ADVISORS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELEVATE VENTURES NSG INVESTMENT FUND, LLC | Venture Capital Fund | $1.9M | $0.1M | 37 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLEURY, SHANE, RIELLY | Individual | – | MANAGING MEMBER | 03/2017 | 50-75% |
| ARMSTRONG, KENNETH, ALLEN | Individual | – | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | 03/2017 | 50-75% |