Hedge Fund Database

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Adviser information for WEALTHPLAN INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Nebraska, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,954 $964.9M
Non-Discretionary 160 $23.9M
Total 2,114 $988.9M

Clients

Type Number RAUM
Individuals 607 $352.3M
HNW Individuals 147 $478.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 28 $92.9M
Charitable organizations 8 $45.7M
State or municipal gov entities <5 $4.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $15.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 306
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)TURNKEY ASSET MANAGEMENT PROVIDER PLATFORM & CONSULTING, OUTSOURCED CIO SERVICES AND BROKER CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120004
SEC ERA File Number 801-120004
SEC CIK Numbers 1929986
SEC CRD Numbers 311364
Legal Entity Identifier None

Principal Office

101 S 108TH AVE
3RD FLOOR
OMAHA
NE
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 402-691-0200, Fax: 402-333-8724

Websites

www.facebook.com/profile.php?id=100070687311313 twitter.com/wealthplang www.wealthplan.group/ www.youtube.com/channel/ucq8tx8epirdlnjqfbegyt9q www.vizionarywealth.com www.linkedin.com/company/wealthplan-group

Chief Compliance Officer

KEVIN ZEMANN
101 SO. 108TH AVE.
1ST FLOOR
OMAHA
NE
United States
Tel: 402-630-7234
Fax: (402) 333-8724
(Full email address available in API data)

Regulatory Contact

ANN ZEMANN
101 SO. 108TH AVE
1ST FLOOR
OMAHA
NE
United States
Tel: 4022502691
(Full email address available in API data)

Industry Affiliates

WEALTHPLAN PARTNERS Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
OMARA, BRENT, THOMAS Individual WEALTHPLAN GROUP, LLC PARTNER 12/2021 25-50%
OMARA, BRENT, THOMAS Individual – MANAGING MEMBER & CHIEF REVENUE OFFICER 10/2020 < 5%
FELTZ, TODD, ARTHUR Individual – MANAGING MEMBER & CHAIRMAN 10/2020 < 5%
BEHLEN, WADE, CLEVE Individual – MANAGING MEMBER & EXECUTIVE VICE PRESIDENT RETIREMENT PLANS 10/2020 < 5%
WEALTHPLAN GROUP, LLC Domestic Entity – OWNER 12/2021 > 75%
BEHLEN, WADE, CLEVE Individual WEALTHPLAN GROUP, LLC PARTNER 12/2021 25-50%
FELTZ, TODD, ARTHUR Individual WEALTHPLAN GROUP, LLC PARTNER 12/2021 25-50%
OGARD, ERIK, WILLIAM Individual – CHIEF INVESTMENT OFFICER 12/2021 < 5%
ZEMANN, KEVIN, RICHARD Individual – CHIEF COMPLIANCE OFFICER 09/2023 < 5%

No. Employees, Historic

301502020202120222023202420256 on 11/18/202014 on 3/31/202114 on 4/27/202114 on 7/6/202114 on 10/11/202114 on 10/21/202114 on 12/8/202110 on 3/31/202210 on 3/31/202210 on 4/28/202210 on 5/23/202210 on 6/10/202210 on 6/10/202210 on 8/17/202210 on 8/26/202210 on 8/26/202210 on 10/4/202210 on 10/10/202210 on 10/26/202210 on 11/10/202226 on 3/28/202326 on 4/6/202326 on 4/25/202326 on 6/8/202326 on 9/7/202326 on 10/6/202326 on 10/6/202326 on 10/12/202326 on 10/19/202326 on 10/20/202326 on 12/11/202329 on 3/28/2024

RAUM, Historic

1B500M02020202120222023202420250 on 11/18/20200 on 3/31/2021535622743 on 4/27/2021535622743 on 7/6/2021535622743 on 10/11/2021535622743 on 10/21/2021535622743 on 12/8/2021628244234 on 3/31/2022628244234 on 3/31/2022628244234 on 4/28/2022628244234 on 5/23/2022628244234 on 6/10/2022628244234 on 6/10/2022628244234 on 8/17/2022628244234 on 8/26/2022628244234 on 8/26/2022628244234 on 10/4/2022628244234 on 10/10/2022628244234 on 10/26/2022628244234 on 11/10/2022869707596 on 3/28/2023869707596 on 4/6/2023869707596 on 4/25/2023869707596 on 6/8/2023869707596 on 9/7/2023869707596 on 10/6/2023869707596 on 10/6/2023869707596 on 10/12/2023869707596 on 10/19/2023869707596 on 10/20/2023869707596 on 12/11/2023988870507 on 3/28/2024

No. Clients, Historic

90045002020202120222023202420250 on 11/18/20200 on 3/31/2021371 on 4/27/2021371 on 7/6/2021371 on 10/11/2021371 on 10/21/2021371 on 12/8/2021365 on 3/31/2022365 on 3/31/2022365 on 4/28/2022365 on 5/23/2022365 on 6/10/2022365 on 6/10/2022365 on 8/17/2022365 on 8/26/2022365 on 8/26/2022365 on 10/4/2022365 on 10/10/2022365 on 10/26/2022365 on 11/10/2022746 on 3/28/2023746 on 4/6/2023746 on 4/25/2023746 on 6/8/2023746 on 9/7/2023746 on 10/6/2023746 on 10/6/2023746 on 10/12/2023746 on 10/19/2023746 on 10/20/2023746 on 12/11/2023803 on 3/28/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 1M 11K 0
ABBVIE INC COM 12M 67K 0
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 261K 9K 0
ACUSHNET HLDGS CORP COM 984K 16K 0
ADOBE INC COM 2M 4K 0
AGNC INVT CORP COM 101K 11K 0
AIM ETF PRODUCTS TRUST US LRGCP B10 JUN 6M 204K 0
AIM ETF PRODUCTS TRUST US LRGCP B20 JUN 5M 164K 0
AIR PRODS & CHEMS INC COM 8M 30K 0
ALBEMARLE CORP COM 5M 49K 0
ALPHABET INC CAP STK CL A 3M 19K 0
ALPHABET INC CAP STK CL C 15M 82K 0
ALTRIA GROUP INC COM 303K 7K 0
AMAZON COM INC COM 9M 47K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 22K 365 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 5M 85K 0
AMERICAN ELEC PWR CO INC COM 421K 5K 0
AMGEN INC COM 10M 33K 0
APPLE INC COM 57M 269K 0
APPLE INC COM 28K 132 0
ARCHER DANIELS MIDLAND CO COM 991K 16K 0
ARES CAPITAL CORP COM 1M 52K 0
ASTRAZENECA PLC SPONSORED ADR 7M 86K 0
AUTOMATIC DATA PROCESSING IN COM 640K 3K 0
BANK AMERICA CORP COM 646K 16K 0
BARINGS BDC INC COM 150K 15K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 15M 37K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 59K 146 0
BLACKSTONE INC COM 2M 16K 0
BLOCK INC CL A 373K 6K 0
BOEING CO COM 676K 4K 0
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 9M 186K 0
BONDBLOXX ETF TRUST BLOOMBERG SEVEN 7M 141K 0
BOSTON SCIENTIFIC CORP COM 237K 3K 0
BP PLC SPONSORED ADR 266K 7K 0
BRISTOL-MYERS SQUIBB CO COM 267K 6K 0
BROWN & BROWN INC COM 9M 104K 0
C H ROBINSON WORLDWIDE INC COM NEW 440K 5K 0
CAMBRIA ETF TR EMRG SHAREHLDR 347K 10K 0
CASEYS GEN STORES INC COM 14M 36K 0
CATERPILLAR INC COM 297K 890 0
CENTERSPACE COM 270K 4K 0
CHENIERE ENERGY INC COM NEW 2M 12K 0
CHEVRON CORP NEW COM 11M 70K 0
CINCINNATI FINL CORP COM 243K 2K 0
COCA COLA CO COM 325K 5K 0
COLUMBIA ETF TR I SELIGMAN SEMICON 4M 135K 0
COMCAST CORP NEW CL A 356K 9K 0
CONSTELLATION BRANDS INC CL A 6M 23K 0
COSTCO WHSL CORP NEW COM 12M 14K 0
CRISPR THERAPEUTICS AG NAMEN AKT 433K 8K 0
CULLEN FROST BANKERS INC COM 6M 57K 0
DANAHER CORPORATION COM 5M 21K 0
DELCATH SYS INC COM NEW 146K 17K 0
DIAGEO PLC SPON ADR NEW 519K 4K 0
DOVER CORP COM 6M 34K 0
DOW INC COM 513K 10K 0
DUKE ENERGY CORP NEW COM NEW 316K 3K 0
EDWARDS LIFESCIENCES CORP COM 637K 7K 0
ELI LILLY & CO COM 2M 2K 0
EMERSON ELEC CO COM 7M 65K 0
ETFS GOLD TR PHYSCL GOLD SHS 444K 20K 0
EXXON MOBIL CORP COM 2M 16K 0
FEDEX CORP COM 530K 2K 0
FIDELITY WISE ORIGIN BITCOIN SHS 249K 5K 0
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 8M 125K 0
FIRST TR EXCHNG TRADED FD VI FT VEST US 302K 7K 0
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 268K 7K 0
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 6M 139K 0
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 10M 360K 0
FMC CORP COM NEW 1M 24K 0
FORD MTR CO DEL COM 249K 20K 0
FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF 2M 98K 0
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 1M 183K 0
GE AEROSPACE COM NEW 200K 1K 0
GENERAL MTRS CO COM 283K 6K 0
GENUINE PARTS CO COM 9M 66K 0
GRACO INC COM 9M 118K 0
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 2M 33K 0
HONEYWELL INTL INC COM 342K 2K 0
HORMEL FOODS CORP COM 9M 291K 0
INNOVATOR ETFS TRUST US EQT PWR BUF 8M 226K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 379K 11K 0
INNOVATOR ETFS TRUST US EQTY BUFR JUN 6M 160K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 495K 14K 0
INNOVATOR ETFS TRUST GRWT100 PWR BF 294K 6K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 26K 0
INTERNATIONAL BUSINESS MACHS COM 7M 41K 0
INTUITIVE SURGICAL INC COM NEW 654K 1K 0
INVESCO EXCH TRADED FD TR II PFD ETF 260K 23K 0
INVESCO QQQ TR UNIT SER 1 469K 978 0
ISHARES TR S&P 500 GRWT ETF 300K 3K 0
ISHARES TR CORE DIV GRWTH 6M 98K 0
ISHARES TR INTL DIV GRWTH 34K 504 0
ISHARES TR PFD AND INCM SEC 384K 12K 0
ISHARES TR CORE DIV GRWTH 43K 743 0
ISHARES TR 1 3 YR TREAS BD 403K 5K 0
ISHARES TR JPMORGAN USD EMG 234K 3K 0
ISHARES TR INTL DIV GRWTH 6M 85K 0
ISHARES TR S&P 500 GRWT ETF 2K 17 0
ISHARES TR ESG AWR MSCI USA 375K 3K 0
ISHARES TR CORE S&P500 ETF 831K 2K 0
ISHARES TR 20 YR TR BD ETF 1M 15K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 18K 0
JOHN HANCOCK EXCHANGE TRADED INTERNATIONAL HI 1M 40K 0
JOHNSON & JOHNSON COM 8M 58K 0
JPMORGAN CHASE & CO. COM 5M 25K 0
LAMB WESTON HLDGS INC COM 205K 2K 0
LIFE360 INC COM 292K 9K 0
LINCOLN ELEC HLDGS INC COM 8M 41K 0
LOCKHEED MARTIN CORP COM 6M 12K 0
LOWES COS INC COM 2M 8K 0
LULULEMON ATHLETICA INC COM 977K 3K 0
MARKEL GROUP INC COM 619K 393 0
MASTERCARD INCORPORATED CL A 7M 15K 0
MCDONALDS CORP COM 594K 2K 0
MEDTRONIC PLC SHS 217K 3K 0
MERCK & CO INC COM 211K 2K 0
META PLATFORMS INC CL A 10M 21K 0
META PLATFORMS INC CL A 26K 52 0
MICROCHIP TECHNOLOGY INC. COM 4M 43K 0
MICROSOFT CORP COM 10M 22K 0
MONDELEZ INTL INC CL A 278K 4K 0
MSC INDL DIRECT INC CL A 10M 123K 0
NETFLIX INC COM 1M 2K 0
NIKE INC CL B 6M 74K 0
NOVARTIS AG SPONSORED ADR 1M 9K 0
NUCOR CORP COM 9M 60K 0
NVIDIA CORPORATION COM 6M 46K 0
NVR INC COM 273K 36 0
PACER FDS TR US CASH COWS 100 41K 757 0
PACER FDS TR DEVELOPED MRKT 3M 93K 0
PACER FDS TR US CASH COWS 100 5M 98K 0
PEPSICO INC COM 12M 73K 0
PFIZER INC COM 2M 72K 0
PHILIP MORRIS INTL INC COM 349K 3K 0
PIMCO ETF TR ACTIVE BD ETF 225K 2K 0
PIMCO ETF TR ENHAN SHRT MA AC 2M 18K 0
POWERSHARES ACTIVELY MANAGED S&P500 DOWNSID 234K 6K 0
PROSHARES TR S&P MDCP 400 DIV 885K 12K 0
PROSHARES TR S&P TECH DIVIDEN 21K 275 0
PROSHARES TR S&P TECH DIVIDEN 4M 51K 0
QUALCOMM INC COM 380K 2K 0
REALTY INCOME CORP COM 7M 126K 0
ROPER TECHNOLOGIES INC COM 2M 4K 0
RPM INTL INC COM 9M 83K 0
S&P GLOBAL INC COM 2M 5K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 15K 0
SELECT SECTOR SPDR TR TECHNOLOGY 216K 954 0
SERVICENOW INC COM 1M 2K 0
SHARECARE INC COM CL A 2M 1M 0
SILA REALTY TRUST INC COMMON STOCK 282K 13K 0
SIMPLIFY EXCHANGE TRADED FUN ENHANCED INM ETF 17M 705K 0
SIMPLIFY EXCHANGE TRADED FUN HEDGED EQUITY 10M 360K 0
SIREN ETF TR DIVCN LDRS ETF 342K 5K 0
SMITH A O CORP COM 2M 19K 0
SPDR S&P 500 ETF TR TR UNIT 2M 3K 0
SPDR SER TR PRTFLO S&P500 GW 3M 44K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 423K 10K 0
STARBOARD INVT TR ADAPTIVE ALPHA 6M 201K 0
STARBOARD INVT TR ADAPTIVE ALPHA 42K 2K 0
STARBUCKS CORP COM 405K 5K 0
SYSCO CORP COM 235K 3K 0
TARGET CORP COM 282K 2K 0
TESLA INC COM 2M 10K 0
TEXAS INSTRS INC COM 10M 49K 0
THERMO FISHER SCIENTIFIC INC COM 2M 3K 0
TYSON FOODS INC CL A 565K 10K 0
UBER TECHNOLOGIES INC COM 522K 7K 0
UMB FINL CORP COM 373K 4K 0
UNION PAC CORP COM 2M 10K 0
UNION PAC CORP COM 140K 619 0
UNITEDHEALTH GROUP INC COM 362K 711 0
VALLEY NATL BANCORP COM 111K 16K 0
VALMONT INDS INC COM 7M 24K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 5M 53K 0
VANECK ETF TRUST IG FLOATING RATE 13M 498K 0
VANECK ETF TRUST CLO ETF 11M 211K 0
VANGUARD INDEX FDS TOTAL STK MKT 120K 448 0
VANGUARD INDEX FDS TOTAL STK MKT 8M 29K 0
VANGUARD INDEX FDS SML CP GRW ETF 578K 2K 0
VANGUARD INDEX FDS SML CP GRW ETF 32K 126 0
VERIZON COMMUNICATIONS INC COM 9M 217K 0
VISA INC COM CL A 2M 6K 0
VISHAY INTERTECHNOLOGY INC COM 310K 14K 0
WALMART INC COM 13M 186K 0
WASTE MGMT INC DEL COM 213K 1K 0
WELLS FARGO CO NEW COM 535K 9K 0
WERNER ENTERPRISES INC COM 432K 12K 0
WISDOMTREE TR FLOATNG RAT TREA 234K 5K 0
WISDOMTREE TR EM EX ST-OWNED 650 21 0
WISDOMTREE TR GLB US QTLY DIV 873K 22K 0
WISDOMTREE TR US QTLY DIV GRT 1M 16K 0
WISDOMTREE TR EM EX ST-OWNED 285K 9K 0
WP CAREY INC COM 974K 18K 0
XYLEM INC COM 461K 3K 0
ZAI LAB LTD ADR 683K 39K 0
ZOOM VIDEO COMMUNICATIONS IN CL A 330K 6K 0