REEF INVESTMENT MANAGEMENT LLC
Adviser information for REEF INVESTMENT MANAGEMENT LLC last updated from Form ADV on October 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $303.1M |
| Total | 3 | $303.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $303.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120010 |
|---|---|
| SEC ERA File Number | 801-120010 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309186 |
| Legal Entity Identifier | None |
Principal Office
2600 N ASHTON BLVD.SUITE 200
LEHI
UT
United States
Monday - Friday, 9 AM - 4 PM MST
Tel: 801-216-8850, Fax: None
Chief Compliance Officer
KYLE A. HUTCHINS
2600 N ASHTON BLVD.
SUITE 200
LEHI
UT
United States
Tel:
801-216-8850
K***@*********M
(Full email address available in API data)
Industry Affiliates
| LONG TERM HOLDING INC. | Sponsor, GP, manager of pooled investment vehicles |
| REEF PREFERRED QP FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAME AS ABOVE | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REEF CAPITAL PARTNERS LLC | Securitized Asset Fund | $291.4M | $0.1M | 0 |
| REM FUND I, L.P. | Securitized Asset Fund | $11.8M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUTCHINS, KYLE, ANDREW | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| REEF CAPITAL MANAGEMENT LLC | Domestic Entity | – | MANAGER MANAGED | 05/2019 | > 75% |
| REEF CAPITAL PARTNERS LLC | Domestic Entity | REEF CAPITAL MANAGEMENT LLC | MANAGER MANAGED | 06/2016 | > 75% |
| COMMON INVESTMENT FUND LLC | Domestic Entity | REEF CAPITAL PARTNERS LLC | MEMBER | 11/2014 | 25-50% |