RETIREMENT PLANNING SERVICES
HALL RETIREMENT PLANNING SERVICES, LLC Legal Name
Adviser information for RETIREMENT PLANNING SERVICES last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 480 | $176.2M |
| Non-Discretionary | 0 | $0 |
| Total | 480 | $176.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 130 | $39.9M |
| HNW Individuals | 100 | $132.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-120012 |
|---|---|
| SEC ERA File Number | 801-120012 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289847 |
| Legal Entity Identifier | None |
Principal Office
4533 PAPERMILL DRSUITE 101
KNOXVILLE
TN
United States
Monday - Friday, 8:30 AM TO 4:00 PM
Tel: (865) 220-9311, Fax: (865) 220-9316
Chief Compliance Officer
SPENCER S. HALL
PRESIDENT, MEMBER
4533 PAPERMILL DR
SUITE 101
KNOXVILLE
TN
United States
Tel:
(865) 220-9311
Fax:
865-220-9316
S******@********************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALL, SPENCER, STANTON | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, MEMBER | 07/2017 | > 75% |