OAKHURST CAPITAL ADVISORS, LLC
Adviser information for OAKHURST CAPITAL ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 421 | $762.1M |
| Non-Discretionary | 0 | $0 |
| Total | 421 | $762.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $9.3M |
| HNW Individuals | 351 | $254.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $172.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 25 | $278.3M |
| Charitable organizations | 5 | $10.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $29.5M |
| Other | <5 | $7.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-120027 |
|---|---|
| SEC ERA File Number | 801-120027 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311802 |
| Legal Entity Identifier | 54900FCE18R3VRHI836 |
Principal Office
3050 K ST NWSUITE 201
WASHINGTON
DC
United States
Monday - Friday, 9:00-5:00
Tel: 310-278-8232, Fax: None
Chief Compliance Officer
DENNIS MASON
36 W PIKE STREET
COVINGTON
KY
United States
Tel:
202-753-7141
D*****@*******M
(Full email address available in API data)
Regulatory Contact
ALEXANDER MORRIS
PRESIDENT
3050 K STREET NW
SUITE 201
WASHINGTON
DC
United States
Tel:
847-858-2161
A******@***********M
(Full email address available in API data)
Industry Affiliates
| F/M INVESTMENTS LLC | Other investment adviser, including financial planners |
| LIDO | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JULIEN, BARRY, PHILIP | Individual | – | CHIEF INVESTMENT OFFICER | 11/2020 | < 5% |
| MORRIS, ALEXANDER, ROBERT | Individual | – | PRESIDENT | 11/2020 | < 5% |
| LITTLETON, DAVID, LOUIS | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2020 | < 5% |
| LIDO ADVISORS, LLC | Domestic Entity | – | MEMBER | 11/2020 | 25-50% |
| LITTLETON, DAVID, LOUIS | Individual | ROWHOUSE CAPITAL PARTNERS, LLC | MEMBER | 05/2015 | 50-75% |
| MORRIS, ALEXANDER, ROBERT | Individual | ROWHOUSE CAPITAL PARTNERS, LLC | MEMBER | 05/2015 | 50-75% |
| MASON, DENNIS, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIP | Domestic Entity | LIDO ADVISORS, LLC | MEMBER | 06/2021 | 25-50% |
| ROWHOUSE CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 01/2023 | 50-75% |