BUFFALO FIRST WEALTH MANAGEMENT, LLC
Adviser information for BUFFALO FIRST WEALTH MANAGEMENT, LLC last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 363 | $44.2M |
| Non-Discretionary | 39 | $7.8M |
| Total | 402 | $52.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 371 | $29.3M |
| HNW Individuals | 14 | $15.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $7.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $154,000 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-120033 |
|---|---|
| SEC ERA File Number | 801-120033 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168937 |
| Legal Entity Identifier | 46-3378582 |
Principal Office
7606 TRANSIT RD, SUITE 100WILLIAMSVILLE
NY
United States
Monday - Friday, 9:30 AM TO 4:00 PM
Tel: 716-861-7371, Fax: 716-204-8369
Chief Compliance Officer
KEVIN R CONNOLLY
CHIEF EXECUTIVE OFFICER; MANAGING MEMBER
7606 TRANSIT RD, SUITE 100
WILLIAMSVILLE
NY
United States
Tel:
(716) 861-7371
Fax:
716-204-8369
K*********@******************M
(Full email address available in API data)
Regulatory Contact
ALLEN C DEMBSKI
COO & MANAGING PARTNER
7606 TRANSIT RD SUITE 100
WILLIAMSVILLE
NY
United States
Tel:
7164457465
Fax:
7162048369
A*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNOLLY, KEVIN, RAY | Individual | – | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | 08/2013 | 50-75% |
| DEMBSKI, ALLEN, CLIFFORD | Individual | – | CHIEF OPERATION OFFICER, MANAGING PARTNER | 08/2013 | 50-75% |