MISSION FINANCIAL GROUP, LLC
Adviser information for MISSION FINANCIAL GROUP, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hawaii, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 664 | $170.1M |
| Non-Discretionary | 8 | $8.2M |
| Total | 672 | $178.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 215 | $70.7M |
| HNW Individuals | 44 | $97.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $8.2M |
| Charitable organizations | <5 | $2.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $220,215 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 155.6M |
| Portfolio Manager | 155.6M |
| Both for Same | 155.6M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MISSION FINANCIAL GROUP WRAP FEE PROGRAM | MISSION FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-120042 |
|---|---|
| SEC ERA File Number | 801-120042 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311876 |
| Legal Entity Identifier | None |
Principal Office
1585 KAPIOLANI BLVDHONOLULU
HI
United States
Monday - Friday, 8 AM - 5 PM
Tel: 808-445-9965, Fax: None
Chief Compliance Officer
CLIFTON YASUTOMI
CO-FOUNDER
1585 KAPIOLANI BLVD
HONOLULU
HI
United States
Tel:
808-204-2204
C******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YASUTOMI, CLIFTON, M | Individual | – | CO-FOUNDER & CHIEF COMPLIANCE OFFICER | 12/2020 | 25-50% |
| Abbott, Nicholas, Paul | Individual | – | CO-FOUNDER | 12/2020 | 50-75% |