Hedge Fund Database

FINANCIAL ADVISORY PARTNERS, LLC

Adviser information for FINANCIAL ADVISORY PARTNERS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 507 $299.4M
Non-Discretionary 0 $0
Total 507 $299.4M

Clients

Type Number RAUM
Individuals 51 $54.4M
HNW Individuals 89 $204.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $14.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $26.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120062
SEC ERA File Number 801-120062
SEC CIK Numbers 1994252
SEC CRD Numbers 310914
Legal Entity Identifier None

Principal Office

1201 S. ORLANDO AVENUE
SUITE 350
WINTER PARK
FL
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M
Tel: 407-478-6314, Fax: 407-478-6314

Chief Compliance Officer

DAVID S. SUTPHIN
PARTNER
1201 S ORLANDO AVENUE
SUITE 350
WINTER PARK
FL
United States
Tel: 407-478-6314
Fax: 407-478-6314
(Full email address available in API data)

Regulatory Contact

ALEXANDER VAN DEN BERG
PARTNER
1201 S ORLANDO AVENUE
SUITE 350
WINTER PARK
FL
United States
Tel: 407-478-6314
Fax: 407-478-6314
(Full email address available in API data)

Industry Affiliates

NORTHSTAR BANK Banking or thrift institution

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VANDENBERG, ALEXANDER, WOLCOTT Individual – PARTNER 03/2008 25-50%
SUTPHIN, DAVID, STEELE Individual – PARTNER / CHIEF COMPLIANCE OFFICER 03/2008 25-50%
NORTHSTAR BANK Domestic Entity – PARTNER 12/2014 25-50%
NORTHSTAR FINANCIAL GROUP INC. Domestic Entity NORTHSTAR BANK OWNER 01/2001 > 75%
ROBERTS 2012 FAMILY TRUST Domestic Entity NORTHSTAR FINANCIAL GROUP INC. OWNER 07/2012 25-50%
PEPLINSKI 2012 FAMILY TRUST Domestic Entity NORTHSTAR FINANCIAL GROUP INC. OWNER 07/2012 25-50%
DRAKE, LYNETTE, GERALYN Individual ROBERTS 2012 FAMILY TRUST TRUSTEE 07/2012
PEPLINSKI, JERRY, ALLAN Individual PEPLINSKI 2012 FAMILY TRUST TRUSTEE 07/2012

No. Employees, Historic

10502020202120222023202420253 on 12/1/20203 on 12/10/20203 on 12/11/20203 on 12/11/20203 on 4/30/20213 on 9/14/20214 on 10/28/20214 on 12/14/20214 on 2/11/20224 on 2/14/20224 on 3/16/20223 on 4/18/20223 on 7/21/20223 on 2/27/20233 on 3/9/20233 on 6/20/20233 on 12/15/20233 on 3/5/2024

RAUM, Historic

400M200M02020202120222023202420250 on 12/1/20200 on 12/10/20200 on 12/11/20200 on 12/11/2020266266574 on 4/30/2021266266574 on 9/14/2021266266574 on 10/28/2021266266574 on 12/14/2021266266574 on 2/11/2022266266574 on 2/14/2022305754250 on 3/16/2022305754250 on 4/18/2022305754250 on 7/21/2022270706893 on 2/27/2023270706893 on 3/9/2023270706893 on 6/20/2023270706893 on 12/15/2023299379933 on 3/5/2024

No. Clients, Historic

20010002020202120222023202420250 on 12/1/20200 on 12/10/20200 on 12/11/20200 on 12/11/2020105 on 4/30/2021105 on 9/14/2021105 on 10/28/2021105 on 12/14/2021105 on 2/11/2022105 on 2/14/2022132 on 3/16/2022132 on 4/18/2022132 on 7/21/2022132 on 2/27/2023132 on 3/9/2023132 on 6/20/2023132 on 12/15/2023152 on 3/5/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 270K 2K –
ALPHABET INC CAP STK CL A 260K 1K –
APPLE INC COM 5M 24K –
BROADCOM INC COM 7M 4K –
CHEVRON CORP NEW COM 3M 20K –
CHUBB LIMITED COM 4M 15K –
CISCO SYS INC COM 3M 66K –
CONSOLIDATED EDISON INC COM 540K 6K –
COSTCO WHSL CORP NEW COM 306K 360 –
HOME DEPOT INC COM 4M 11K –
INVESCO EXCH TRADED FD TR II SR LN ETF 3M 137K –
ISHARES TR 0-3 MNTH TREASRY 3M 34K –
ISHARES TR 0-5YR HI YL CP 20M 472K –
ISHARES TR INTL SEL DIV ETF 668K 24K –
ISHARES TR PFD AND INCM SEC 6M 185K –
ISHARES TR U.S. MED DVC ETF 353K 6K –
JOHNSON & JOHNSON COM 3M 20K –
JPMORGAN CHASE & CO. COM 4M 21K –
LOCKHEED MARTIN CORP COM 3M 7K –
LOWES COS INC COM 3M 15K –
MASTERCARD INCORPORATED CL A 243K 550 –
MEDTRONIC PLC SHS 3M 39K –
MERCK & CO INC COM 3M 25K –
MICROSOFT CORP COM 6M 13K –
MORGAN STANLEY COM NEW 4M 38K –
NEXTERA ENERGY INC COM 4M 64K –
NIKE INC CL B 2M 28K –
NVIDIA CORPORATION COM 396K 3K –
NXP SEMICONDUCTORS N V COM 4M 16K –
OMNICOM GROUP INC COM 2M 17K –
ORACLE CORP COM 4M 29K –
PACKAGING CORP AMER COM 2M 12K –
PARKER-HANNIFIN CORP COM 4M 7K –
PAYCHEX INC COM 3M 29K –
PEPSICO INC COM 3M 19K –
PROCTER AND GAMBLE CO COM 4M 23K –
PUBLIC SVC ENTERPRISE GRP IN COM 695K 9K –
REPUBLIC SVCS INC COM 5M 24K –
SEMPRA COM 4M 50K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 397K 11K –
SPDR INDEX SHS FDS S&P EM MKT DIV 240K 7K –
SPDR SER TR PORTFOLIO AGRGTE 205K 8K –
SPDR SER TR PORTFOLIO INTRMD 205K 6K –
SPDR SER TR PORTFOLIO S&P500 2M 29K –
SPDR SER TR S&P BIOTECH 290K 3K –
STRYKER CORPORATION COM 4M 11K –
SYSCO CORP COM 3M 48K –
UNION PAC CORP COM 3M 15K –
UNITEDHEALTH GROUP INC COM 3M 6K –
VANGUARD INDEX FDS GROWTH ETF 26M 69K –
VANGUARD INDEX FDS MID CAP ETF 3M 14K –
VANGUARD INDEX FDS S&P 500 ETF SHS 350K 700 –
VANGUARD INDEX FDS SMALL CP ETF 3M 15K –
VANGUARD INDEX FDS VALUE ETF 11M 70K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 3M 52K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 33M 418K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 6M 82K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 5M 30K –
VANGUARD WORLD FD CONSUM STP ETF 4M 22K –
VANGUARD WORLD FD HEALTH CAR ETF 2M 6K –
VANGUARD WORLD FD INDUSTRIAL ETF 4M 17K –
VANGUARD WORLD FD INF TECH ETF 5M 8K –
VISA INC COM CL A 3M 13K –
WALMART INC COM 4M 62K –
WEC ENERGY GROUP INC COM 431K 5K –
WISDOMTREE TR US MIDCAP DIVID 1M 29K –
WISDOMTREE TR US SMALLCAP DIVD 1M 42K –