ALIYA CAPITAL PARTNERS LLC
Adviser information for ALIYA CAPITAL PARTNERS LLC last updated from Form ADV on June 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 17 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 96 | $872.1M |
| Non-Discretionary | 4 | $18.2M |
| Total | 100 | $890.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 77 | $162.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $723.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $4.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 82 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120065 |
|---|---|
| SEC ERA File Number | 801-120065 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305988 |
| Legal Entity Identifier | None |
Principal Office
1450 BRICKELL AVESUITE 2600
MIAMI
FL
United States
Monday - Friday, 8:30AM - 5PM
Tel: 305 831 4999, Fax: None
Chief Compliance Officer
ROSS KESTIN
CEO
1450 BRICKELL AVE
SUITE 2600
MIAMI
FL
United States
Tel:
305 831 4999
R*******@***********************M
(Full email address available in API data)
Regulatory Contact
JAIRELYN HUGUET
HEAD OF OPERATIONS
1450 BRICKELL AVENUE
2600
MIAMI
FL
United States
Tel:
3058314999
J******@***********************M
(Full email address available in API data)
Industry Affiliates
| LESTE CAPITAL PARTNERS (FLORIDA), LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LESTE USA, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALIYA GROWTH FUND, LLC | Hedge Fund | $0.0M | $0.3M | 0 |
| ALIYA GROWTH FUND, LLC - SERIES A | Hedge Fund | $12.0M | $1.0M | 16 |
| ALIYA GROWTH FUND, LLC - SERIES B | Hedge Fund | $28.3M | $1.0M | 119 |
| ALIYA GROWTH FUND, LLC - SERIES C | Hedge Fund | $0.6M | $1.0M | 9 |
| ALIYA GROWTH FUND, LLC - SERIES D | Hedge Fund | $1.5M | $1.0M | 9 |
| ALIYA GROWTH FUND, LLC - SERIES E | Hedge Fund | $7.0M | $1.0M | 20 |
| ALIYA GROWTH FUND, LLC - SERIES F | Hedge Fund | $3.0M | $1.0M | 13 |
| ALIYA GROWTH FUND, LLC - SERIES G | Hedge Fund | $25.6M | $1.0M | 34 |
| ALIYA GROWTH FUND, LLC - SERIES H | Hedge Fund | $3.0M | $1.0M | 1 |
| ALIYA GROWTH FUND, LLC - SERIES I | Hedge Fund | $1.8M | $1.0M | 12 |
| ALIYA GROWTH FUND, LLC - SERIES J | Hedge Fund | $53.1M | $1.0M | 48 |
| ALIYA GROWTH FUND, LLC - SERIES K | Hedge Fund | $3.0M | $1.0M | 2 |
| ALIYA GROWTH FUND, LLC - SERIES L | Hedge Fund | $4.8M | $1.0M | 16 |
| ALIYA GROWTH FUND, LLC - SERIES M | Hedge Fund | $30.0M | $1.0M | 47 |
| ALIYA GROWTH FUND, LLC - SERIES N | Hedge Fund | $18.1M | $1.0M | 5 |
| ALIYA GROWTH FUND, LLC - SERIES P | Hedge Fund | $10.0M | $1.0M | 45 |
| ALIYA GROWTH FUND, LLC - SERIES Q | Hedge Fund | $12.1M | $1.0M | 10 |
| ALIYA GROWTH FUND, LLC - SERIES T | Hedge Fund | $30.2M | $1.0M | 30 |
| ALIYA GROWTH FUND, LLC - SERIES U | Hedge Fund | $10.1M | $1.0M | 26 |
| ALIYA GROWTH FUND, LLC - SERIES X | Hedge Fund | $8.6M | $1.0M | 10 |
| FORTUNE PRE-IPO FUND, LP | Hedge Fund | $459.5M | $0.3M | 495 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KESTIN, ROSS, MENACHEM | Individual | – | CHIEF EXECUTIVE OFFICER-CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
| ALIYA CAPITAL LLC | Domestic Entity | – | MEMBER | 10/2020 | 50-75% |
| LESTE HOLDING LLC | Domestic Entity | – | MEMBER | 10/2020 | 50-75% |
| HERMANN, EMMANUEL, ROSE | Individual | LESTE HOLDING LLC | OWNER | 09/2015 | > 75% |
| KESTIN, ROSS, MENACHEM | Individual | ALIYA CAPITAL LLC | OWNER | 10/2020 | > 75% |