MENDEL CAPITAL MANAGEMENT, LLC

Adviser information for MENDEL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 18 $5.4M
Non-Discretionary 380 $206.2M
Total 398 $211.6M

Clients

Type Number RAUM
Individuals 94 $33.3M
HNW Individuals 55 $136.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $37.0M
Charitable organizations 5 $4.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesBOOKKEEPING AND BUSINESS CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-120079
SEC ERA File Number 801-120079
SEC CIK Numbers 1911384
SEC CRD Numbers 311919
Legal Entity Identifier None

Principal Office

18 CORPORATE HILL DRIVE
SUITE 202
LITTLE ROCK
AR
United States
Monday - Friday, 8:30 AM -4:00 PM
Tel: 501-225-1405, Fax: 501-225-1650

Chief Compliance Officer

MAUREEN RUGGIERO
CFO
18 CORPORATE HILL DRIVE
SUITE 202
LITTLE ROCK
AR
United States
Tel: 501-225-1405
(Full email address available in API data)

Regulatory Contact

GEOFFREY NIEBAUM
CEO
18 CORPORATE HILL DRIVE
SUITE 202
LITTLE ROCK
AR
United States
Tel: 501-225-1405
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NIEBAUM, GEOFFREY, H Individual MANAGING MEMBER AND CEO 10/2020 50-75%
RUGGIERO, MAUREEN, PATRICIA Individual MANAGING MEMBER & CCO 10/2020 25-50%

No. Employees, Historic

10502020202120222023202420252 on 12/3/20202 on 1/7/20212 on 4/20/20212 on 4/26/20212 on 4/26/20212 on 4/30/20212 on 5/27/20212 on 3/8/20222 on 9/19/20222 on 1/10/20233 on 2/17/20233 on 2/23/20233 on 2/27/20233 on 3/7/2024

RAUM, Historic

300M150M02020202120222023202420250 on 12/3/20200 on 1/7/2021187517611 on 4/20/2021187517611 on 4/26/2021187517611 on 4/26/2021187517611 on 4/30/2021187517611 on 5/27/2021208587125 on 3/8/2022208587125 on 9/19/2022208587125 on 1/10/2023174441947 on 2/17/2023174441947 on 2/23/2023174441947 on 2/27/2023211615750 on 3/7/2024

No. Clients, Historic

20010002020202120222023202420250 on 12/3/20200 on 1/7/2021171 on 4/20/2021171 on 4/26/2021171 on 4/26/2021171 on 4/30/2021171 on 5/27/2021175 on 3/8/2022175 on 9/19/2022175 on 1/10/2023170 on 2/17/2023170 on 2/23/2023170 on 2/27/2023170 on 3/7/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 1M 7K
AFLAC INC COM 1M 14K
ALPHABET INC CAP STK CL A 268K 1K
AMAZON COM INC COM 1M 6K
AMERICAN EXPRESS CO COM 264K 1K
AMERICAN TOWER CORP NEW COM 702K 4K
AMGEN INC COM 1M 5K
APPLE INC COM 5M 26K
AUTOMATIC DATA PROCESSING IN COM 2M 7K
BANK OZK LITTLE ROCK ARK COM 234K 6K
BERKSHIRE HATHAWAY INC DEL CL B NEW 575K 1K
BLACKROCK INC COM 744K 945
CHEVRON CORP NEW COM 821K 5K
CLOROX CO DEL COM 409K 3K
COCA COLA CO COM 212K 3K
COCA COLA CONS INC COM 543K 500
COHEN & STEERS INC COM 316K 4K
DEVON ENERGY CORP NEW COM 856K 18K
EATON CORP PLC SHS 472K 2K
EATON VANCE LTD DURATION INC COM 323K 33K
EATON VANCE TAX-MANAGED DIVE COM 339K 24K
EATON VANCE TAX-MANAGED GLOB COM 283K 34K
ELI LILLY & CO COM 933K 1K
EXXON MOBIL CORP COM 349K 3K
FEDEX CORP COM 2M 5K
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 299K 4K
FIRST TR SPECIALTY FIN & FIN COM BEN INTR 78K 20K
GABELLI EQUITY TR INC COM 133K 26K
GOLDMAN SACHS GROUP INC COM 605K 1K
GRAINGER W W INC COM 1M 2K
HOME BANCSHARES INC COM 380K 16K
HOME DEPOT INC COM 1M 3K
INTERNATIONAL BUSINESS MACHS COM 2M 10K
ISHARES TR 0-5YR HI YL CP 620K 15K
ISHARES TR SELECT DIVID ETF 4M 36K
ISHARES TR CORE DIV GRWTH 353K 6K
ISHARES TR CORE S&P500 ETF 1M 2K
ISHARES TR ESG AW MSCI EAFE 1M 14K
ISHARES TR 20 YR TR BD ETF 288K 3K
ISHARES TR ESG AWR MSCI USA 2M 14K
ISHARES TR US HLTHCARE ETF 276K 5K
ISHARES TR EAFE GRWTH ETF 1M 11K
ISHARES TR GL CLEAN ENE ETF 230K 17K
ISHARES TR U.S. TECH ETF 16M 104K
ISHARES TR MODERT ALLOC ETF 433K 10K
ISHARES TR 10-20 YR TRS ETF 1M 11K
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 21K
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 428K 8K
JOHNSON & JOHNSON COM 1M 9K
JPMORGAN CHASE & CO. COM 2M 9K
KROGER CO COM 2M 31K
L3HARRIS TECHNOLOGIES INC COM 1M 4K
LIBERTY ALL STAR EQUITY FD SH BEN INT 121K 18K
LOCKHEED MARTIN CORP COM 1M 2K
LOWES COS INC COM 286K 1K
MERCK & CO INC COM 648K 5K
MICROSOFT CORP COM 5M 12K
NOVAVAX INC COM NEW 315K 25K
NVIDIA CORPORATION COM 1M 12K
PARKER-HANNIFIN CORP COM 1M 3K
PRICE T ROWE GROUP INC COM 570K 5K
PROCTER AND GAMBLE CO COM 524K 3K
PROSHARES TR S&P TECH DIVIDEN 3M 37K
QUALCOMM INC COM 1M 6K
REGIONS FINANCIAL CORP NEW COM 211K 11K
S&P GLOBAL INC COM 757K 2K
SCHWAB STRATEGIC TR US SML CAP ETF 938K 20K
SCHWAB STRATEGIC TR INT-TRM U.S TRES 2M 31K
SCHWAB STRATEGIC TR US AGGREGATE B 2M 33K
SCHWAB STRATEGIC TR US DIVIDEND EQ 13M 171K
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 2M 52K
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 539K 20K
SCHWAB STRATEGIC TR US MID-CAP ETF 409K 5K
SELECT SECTOR SPDR TR SBI CONS DISCR 567K 3K
SELECT SECTOR SPDR TR COMMUNICATION 965K 11K
SELECT SECTOR SPDR TR TECHNOLOGY 19M 83K
SIBANYE STILLWATER LTD SPONSORED ADR 50K 11K
SPDR S&P 500 ETF TR TR UNIT 330K 606
SPDR SER TR SPDR MSCI USA GE 444K 4K
STANDARD LITHIUM LTD COM 21K 17K
STANLEY BLACK & DECKER INC COM 279K 3K
STARBUCKS CORP COM 412K 5K
STRYKER CORPORATION COM 2M 5K
T ROWE PRICE ETF INC PRICE GRW STOCK 327K 9K
TARGET CORP COM 953K 6K
TYSON FOODS INC CL A 791K 14K
UNION PAC CORP COM 428K 2K
UNITEDHEALTH GROUP INC COM 568K 1K
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 2M 20K
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 304K 6K
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 14K
VANGUARD INDEX FDS MID CAP ETF 248K 1K
VANGUARD SCOTTSDALE FDS INT-TERM CORP 227K 3K
VANGUARD SPECIALIZED FUNDS DIV APP ETF 11M 61K
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 1M 26K
VERIZON COMMUNICATIONS INC COM 946K 23K
VERU INC COM 50K 60K
VISA INC COM CL A 869K 3K
WALMART INC COM 4M 54K