MENDEL CAPITAL MANAGEMENT, LLC
Adviser information for MENDEL CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Arkansas, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 18 | $5.4M |
Non-Discretionary | 380 | $206.2M |
Total | 398 | $211.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 94 | $33.3M |
HNW Individuals | 55 | $136.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 13 | $37.0M |
Charitable organizations | 5 | $4.0M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.2M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesBOOKKEEPING AND BUSINESS CONSULTING |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
18 CORPORATE HILL DRIVESUITE 202
LITTLE ROCK
AR
United States
Monday - Friday, 8:30 AM -4:00 PM
Tel: 501-225-1405, Fax: 501-225-1650
Websites
Chief Compliance Officer
MAUREEN RUGGIERO
CFO
18 CORPORATE HILL DRIVE
SUITE 202
LITTLE ROCK
AR
United States
Tel:
501-225-1405
M******@****************T
(Full email address available in API data)
Regulatory Contact
GEOFFREY NIEBAUM
CEO
18 CORPORATE HILL DRIVE
SUITE 202
LITTLE ROCK
AR
United States
Tel:
501-225-1405
G****@****************T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NIEBAUM, GEOFFREY, H | Individual | – | MANAGING MEMBER AND CEO | 10/2020 | 50-75% |
RUGGIERO, MAUREEN, PATRICIA | Individual | – | MANAGING MEMBER & CCO | 10/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 1M | 7K | – |
AFLAC INC | COM | 1M | 14K | – |
ALPHABET INC | CAP STK CL A | 268K | 1K | – |
AMAZON COM INC | COM | 1M | 6K | – |
AMERICAN EXPRESS CO | COM | 264K | 1K | – |
AMERICAN TOWER CORP NEW | COM | 702K | 4K | – |
AMGEN INC | COM | 1M | 5K | – |
APPLE INC | COM | 5M | 26K | – |
AUTOMATIC DATA PROCESSING IN | COM | 2M | 7K | – |
BANK OZK LITTLE ROCK ARK | COM | 234K | 6K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 575K | 1K | – |
BLACKROCK INC | COM | 744K | 945 | – |
CHEVRON CORP NEW | COM | 821K | 5K | – |
CLOROX CO DEL | COM | 409K | 3K | – |
COCA COLA CO | COM | 212K | 3K | – |
COCA COLA CONS INC | COM | 543K | 500 | – |
COHEN & STEERS INC | COM | 316K | 4K | – |
DEVON ENERGY CORP NEW | COM | 856K | 18K | – |
EATON CORP PLC | SHS | 472K | 2K | – |
EATON VANCE LTD DURATION INC | COM | 323K | 33K | – |
EATON VANCE TAX-MANAGED DIVE | COM | 339K | 24K | – |
EATON VANCE TAX-MANAGED GLOB | COM | 283K | 34K | – |
ELI LILLY & CO | COM | 933K | 1K | – |
EXXON MOBIL CORP | COM | 349K | 3K | – |
FEDEX CORP | COM | 2M | 5K | – |
FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 299K | 4K | – |
FIRST TR SPECIALTY FIN & FIN | COM BEN INTR | 78K | 20K | – |
GABELLI EQUITY TR INC | COM | 133K | 26K | – |
GOLDMAN SACHS GROUP INC | COM | 605K | 1K | – |
GRAINGER W W INC | COM | 1M | 2K | – |
HOME BANCSHARES INC | COM | 380K | 16K | – |
HOME DEPOT INC | COM | 1M | 3K | – |
INTERNATIONAL BUSINESS MACHS | COM | 2M | 10K | – |
ISHARES TR | 0-5YR HI YL CP | 620K | 15K | – |
ISHARES TR | SELECT DIVID ETF | 4M | 36K | – |
ISHARES TR | CORE DIV GRWTH | 353K | 6K | – |
ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
ISHARES TR | ESG AW MSCI EAFE | 1M | 14K | – |
ISHARES TR | 20 YR TR BD ETF | 288K | 3K | – |
ISHARES TR | ESG AWR MSCI USA | 2M | 14K | – |
ISHARES TR | US HLTHCARE ETF | 276K | 5K | – |
ISHARES TR | EAFE GRWTH ETF | 1M | 11K | – |
ISHARES TR | GL CLEAN ENE ETF | 230K | 17K | – |
ISHARES TR | U.S. TECH ETF | 16M | 104K | – |
ISHARES TR | MODERT ALLOC ETF | 433K | 10K | – |
ISHARES TR | 10-20 YR TRS ETF | 1M | 11K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 1M | 21K | – |
J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 428K | 8K | – |
JOHNSON & JOHNSON | COM | 1M | 9K | – |
JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
KROGER CO | COM | 2M | 31K | – |
L3HARRIS TECHNOLOGIES INC | COM | 1M | 4K | – |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 121K | 18K | – |
LOCKHEED MARTIN CORP | COM | 1M | 2K | – |
LOWES COS INC | COM | 286K | 1K | – |
MERCK & CO INC | COM | 648K | 5K | – |
MICROSOFT CORP | COM | 5M | 12K | – |
NOVAVAX INC | COM NEW | 315K | 25K | – |
NVIDIA CORPORATION | COM | 1M | 12K | – |
PARKER-HANNIFIN CORP | COM | 1M | 3K | – |
PRICE T ROWE GROUP INC | COM | 570K | 5K | – |
PROCTER AND GAMBLE CO | COM | 524K | 3K | – |
PROSHARES TR | S&P TECH DIVIDEN | 3M | 37K | – |
QUALCOMM INC | COM | 1M | 6K | – |
REGIONS FINANCIAL CORP NEW | COM | 211K | 11K | – |
S&P GLOBAL INC | COM | 757K | 2K | – |
SCHWAB STRATEGIC TR | US SML CAP ETF | 938K | 20K | – |
SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 2M | 31K | – |
SCHWAB STRATEGIC TR | US AGGREGATE B | 2M | 33K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 13M | 171K | – |
SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 2M | 52K | – |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 539K | 20K | – |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 409K | 5K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 567K | 3K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 965K | 11K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 19M | 83K | – |
SIBANYE STILLWATER LTD | SPONSORED ADR | 50K | 11K | – |
SPDR S&P 500 ETF TR | TR UNIT | 330K | 606 | – |
SPDR SER TR | SPDR MSCI USA GE | 444K | 4K | – |
STANDARD LITHIUM LTD | COM | 21K | 17K | – |
STANLEY BLACK & DECKER INC | COM | 279K | 3K | – |
STARBUCKS CORP | COM | 412K | 5K | – |
STRYKER CORPORATION | COM | 2M | 5K | – |
T ROWE PRICE ETF INC | PRICE GRW STOCK | 327K | 9K | – |
TARGET CORP | COM | 953K | 6K | – |
TYSON FOODS INC | CL A | 791K | 14K | – |
UNION PAC CORP | COM | 428K | 2K | – |
UNITEDHEALTH GROUP INC | COM | 568K | 1K | – |
VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 2M | 20K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 304K | 6K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 7M | 14K | – |
VANGUARD INDEX FDS | MID CAP ETF | 248K | 1K | – |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 227K | 3K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 11M | 61K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 26K | – |
VERIZON COMMUNICATIONS INC | COM | 946K | 23K | – |
VERU INC | COM | 50K | 60K | – |
VISA INC | COM CL A | 869K | 3K | – |
WALMART INC | COM | 4M | 54K | – |