THE ROXBOROUGH GROUP
THE ROXBOROUGH GROUP, LLC Legal Name
Adviser information for THE ROXBOROUGH GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $645.3M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $645.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $645.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120086 |
|---|---|
| SEC ERA File Number | 801-120086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310949 |
| Legal Entity Identifier | None |
Principal Office
ONE BUSH STREETSUITE 1450
SAN FRANCISCO
CA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 415-728-0792, Fax: None
Chief Compliance Officer
CHENXING FERENSEN
CHIEF FINANCIAL OFFICER
ONE BUSH STREET
SUITE 1450
SAN FRANCISCO
CA
United States
Tel:
(415) 728-0792
C********@********M
(Full email address available in API data)
Industry Affiliates
| ROXBOROUGH FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROXBOROUGH FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROX II GATEWAY, LLC | Real Estate Fund | $13.6M | $0.0M | 2 |
| ROX II MED CENTER, L.P. | Real Estate Fund | $14.7M | $0.0M | 2 |
| ROXBOROUGH FUND II, L.P. | Real Estate Fund | $150.6M | $0.0M | 6 |
| ROXBOROUGH FUND III ASSOCIATES, LLC | Real Estate Fund | $2.3M | $0.0M | 6 |
| ROXBOROUGH FUND III, L.P. | Real Estate Fund | $464.1M | $5.0M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERRIN, JOHN, MARC | Individual | – | FOUNDER AND MANAGING PARTNER | 03/2013 | > 75% |
| Ferensen, Chenxing, Zhu | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 10/2017 | < 5% |
| THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021 | Domestic Entity | – | MEMBER | 10/2021 | 10-25% |
| Baxter, Charles, Baker | Individual | – | TRUSTEE | 10/2021 | < 5% |