SUSTAINABLE ADVISORS ALLIANCE LLC
Adviser information for SUSTAINABLE ADVISORS ALLIANCE LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 738 | $178.2M |
| Non-Discretionary | 33 | $9.1M |
| Total | 771 | $187.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 486 | $96.4M |
| HNW Individuals | 53 | $85.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesON-GOING FINANCIAL PLANNING |
Identifiers
| SEC RIA File Number | 801-120088 |
|---|---|
| SEC ERA File Number | 801-120088 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 312061 |
| Legal Entity Identifier | None |
Principal Office
36 E CAMERON STREETTULSA
OK
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 918-408-7981, Fax: None
Websites
www.sustainableadvisorsalliance.com
www.facebook.com/sustainable-wealth-advisors-101511791208109
www.instagram.com/sustainable.wealth.advisors/
www.principledinvestingllc.com/
sustainablewealthadvisors.com/
www.principledinvestingllc.com/index.html
twitter.com/skyeadvisor
www.facebook.com/sustainusall
Chief Compliance Officer
JULIE LYNN SKYE
36 E CAMERON STREET
TULSA
OK
United States
Tel:
918-408-7981
J****@******************************M
(Full email address available in API data)
Regulatory Contact
KINGSTON HOLLMAN
COMPLIANCE CONSULTANT
MINNESOTA ST. SUITE 500
428
SAINT PAUL
MN
United States
Tel:
6306318279
K*******@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SKYE, JULIE, LYNN | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2020 | 10-25% |
| MORAN, HAROLD, JOSEPH | Individual | – | MEMBER | 04/2021 | 10-25% |
| BRYAN, JANET, ELLEN | Individual | – | MEMBER | 04/2021 | 10-25% |
| STROHOFFER, KRISTA, ANNE | Individual | – | MEMBER | 01/2021 | 10-25% |
| ISANUK, LAURA, WHITNEY | Individual | – | MEMBER | 04/2021 | 10-25% |
| BRANDT, PAMELA, STAMPER | Individual | – | MEMBER | 04/2021 | 10-25% |