AQUA ADVISORS LLC
Adviser information for AQUA ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $10.2M |
| Non-Discretionary | 137 | $137.6M |
| Total | 143 | $147.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 21 | $147.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-120092 |
|---|---|
| SEC ERA File Number | 801-120092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285399 |
| Legal Entity Identifier | None |
Principal Office
848 BRICKELL AVENUEPH-5
MIAMI
FL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 305 877-7593, Fax: None
Chief Compliance Officer
MILAGROS VARELA
MANAGER
848 BRICKELL AVENUE
PH-5
MIAMI
FL
United States
Tel:
305 877-7593
M*******@***************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
1441 BRICKELL AVENUE
SUITE 1007
MIAMI
FL
United States
Tel:
305 448-0014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| AQUA WEALTH MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Varela, Milagros | Individual | – | CCO | 09/2016 | 50-75% |
| VARELA, JOSE | Individual | – | MEMBER | 09/2016 | 50-75% |