NEXWEALTH LLC
Adviser information for NEXWEALTH LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 107 | $129.2M |
Non-Discretionary | 1 | $116,768 |
Total | 108 | $129.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 73 | $19.9M |
HNW Individuals | 21 | $71.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 14 | $38.2M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-120110 |
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SEC ERA File Number | 801-120110 |
SEC CIK Numbers | None |
SEC CRD Numbers | 311424 |
Legal Entity Identifier | None |
Principal Office
3801 PGA BOULEVARDSUITE 600
PALM BEACH GARDENS
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 561-971-3939, Fax: None
Chief Compliance Officer
KELLY CHRISTOPHER
P.O. BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K************@*******************M
(Full email address available in API data)
Regulatory Contact
KYLE R. BUBECK
COMPLIANCE OFFICER
P.O. BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K*******@*******************M
(Full email address available in API data)
Industry Affiliates
LONG SHORT ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
WEST, MATTHEW, EDWARD | Individual | – | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER / PRESIDENT | 10/2020 | > 75% |
CHRISTOPHER, KELLY, MELISSA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |