ARETE WEALTH STRATEGISTS

ARETE WEALTH STRATEGISTS, LLC Legal Name

Adviser information for ARETE WEALTH STRATEGISTS last updated from Form ADV on July 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Minnesota, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	236	$64.5M
Non-Discretionary	0	$0
Total	236	$64.5M

Clients

Type	Number	RAUM
Individuals	22	$6.5M
HNW Individuals	48	$54.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$3.6M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	35
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number	801-120111
SEC ERA File Number	801-120111
SEC CIK Numbers	None
SEC CRD Numbers	167297
Legal Entity Identifier	None

Principal Office

729 N WASHINGTON AVE
6TH FLOOR
MINNEAPOLIS
MN
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: (415) 375-0850, Fax: None

Websites

www.facebook.com/aretewealthau/ twitter.com/aretewealthau www.facebook.com/globalfinancialplanninginstitute twitter.com/gfp_institute www.linkedin.com/company/arete-wealth-australia/?viewasmember=true www.linkedin.com/company/gfp-institute/?viewasmember=true gfp.institute arete-ws.com twitter.com/aretewealth www.linkedin.com/in/ashleysmurphy/ www.facebook.com/aretewealthstrategists/ arete-wa.com

Chief Compliance Officer

ASHLEY MURPHY

FOUNDER

729 N WASHINGTON AVE

6TH FLOOR

MINNEAPOLIS

United States

Tel: (415) 375-0850

A*****@***********M

(Full email address available in API data)

Regulatory Contact

KELLEN ENRIGHT

PARAPLANNER

729 N WASHINGTON AVE

6TH FLOOR

MINNEAPOLIS

United States

Tel: (507) 696-8938

K*****@***********M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners